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Continental Wealth Pty ltd

AFS License Number
479263
Name
Continental Wealth Pty ltd
ABN/ACN/ARBN
64606833434
Licensee issued
Oct. 13, 2015
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 David Christian Rea2007Diploma of Financial Services - Financial Planning - PS146 ~ Graduate Certificate in Financial Planning - Central Queensland University ~ Margin Lending and Geared Investments - Kaplan Professional
 Jane Purnell2008Business Administration - Deakin University ~ Diploma of Financal Planning - Kaplan ~ Financial Planning - Deakin University ~ Margin Lending Adviser - Mentor Education ~ Psychology in Business - University of Southern Queensland
 Jarad Anthony Taylor2018Bachelor of Commerce (Accounting) - Griffith University ~ Diploma of Financial Planning - Mentor Education
 Mark Alvin Holzworth2013Associate Diploma of Business (Accounting) - Queensland Distance Education College ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate in Professional Accounting - University of New England ~ Master of Commerce (Professional Accounting) - University of New England ~ RG146 Tier 1 Specialist Foreign Exchange Course - International Institute of Technology