This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Christian Rea | 2007 | 2007 - Diploma of Financial Services - Financial Planning - - PS146 ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Graduate Certificate in Financial Planning - - Central Queensland University |
| Jane Purnell | 2008 | 2008 - Diploma of Financal Planning - - Kaplan ~ 2016 - Psychology in Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2018 - Margin Lending Adviser - Professional Designations - Mentor Education ~ 2020 - Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2020 - Financial Planning - Certificate (AQF 1-4) - Deakin University |
| Jarad Anthony Taylor | 2018 | 2018 - Diploma of Financial Planning - - Mentor Education ~ 2019 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Griffith University |
| Lynette Norma Meiklejohn | 1985 | 2000 - Diploma of Financial planning - - FPA ~ 2000 - Specialist in Professional Financial Planning - - CPA ~ 2002 - Certified Financial Planner - - FPA ~ 2005 - MIAA Initial Compliance Pack 2005 - - MIAA ~ 2005 - Self Managed Super Fund Course - - Australian Executor Trustee |
| Mark Alvin Holzworth | 2013 | 1994 - Associate Diploma of Business (Accounting) - Advanced Diploma (AQF 6) - Queensland Distance Education College ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 1999 - Graduate Certificate in Professional Accounting - Graduate Certificate (AQF 8) - University of New England ~ 2008 - Master of Commerce (Professional Accounting) - Masters Degree (AQF 9) - University of New England ~ 2013 - RG146 Tier 1 Specialist Foreign Exchange Course - - International Institute of Technology |