This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Angela Reissis | 2016 | 1991 - Bachelor of Business - - Latrobe University ~ 2016 - Self Managed Super Funds - - Terra Cordis |
| Bradley Ryan Waters | 2015 | 2011 - Bachelor of Business - - Avondale College ~ 2015 - Master of Commerce (Financial Planning) - - University of Western Sydney ~ 2021 - FASEA Exam - Other - FASEA |
| Damian Leyden Reid | 2018 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Damien Fon Leong | 2006 | 2001 - Bachelor of Arts with Majors in Economics and International Relations - - The University of Queensland ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) Certification Program - - Financial Planning Association of Australia |
| Luke James Andersen | 2011 | 2003 - Bachelor of Business Management - Bachelor Degree (AQF 7) - QUT ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2013 - SMSF - Other - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |