This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Joseph Condell | 1992 | Bachelor of Business/Accounting - Charles Sturt University ~ Diploma of Financial Planning - Deakin University/ Financial Planning Association ~ Estate Planning Accreditation - Australian Executor Trustees ~ Superannuation and Self Managed Superannuation Specialist - Kaplan Professional Education |
| James Wentworth Bucknell | 2001 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financiale Services - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan |
| Sean Condell | 2016 | Accredited in Securities & Managed Investments - Kaplan ~ RG146 in Financial Advisory Practice - Open Universities Australia ~ RG146 in Personal Wealth Management and Financial Markets - Open Universities Australia ~ RG146 in Risk, Insurance and Social Security, Law of Investment and Financial Markets - Open Universities Australia ~ RG146 in Superannuation and Retirement - Open Universities Australia |