This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ivan Stanley Cohen | 2003 | 2004 - Diploma of Financial Planning - - Tribeca ~ 2004 - Estate Planning - - Tribeca ~ 2004 - Taxation Planning - - Tribeca ~ 2016 - Self managed superfund adviser - Diploma (AQF 5) - Mentor ~ 2022 - Accredited Listed Products - Diploma (AQF 5) - Kaplan Professional |
| Remo Claudio Armando Venditti | 2017 | 2011 - Bachelor of Commerce - - Curtin University ~ 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Graduate Diploma of Chartered Accounting - - Chartered Accountants Australia & New Zealand ~ 2020 - Certified Financial Planner (CFP) Education Program - Other - FPA Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Solomon Hart | 2007 | 2004 - Graduate Certificate in Taxation - - Curtin University ~ 2007 - Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2014 - Self managed superannuation advisor - Diploma (AQF 5) - Mentor |