Cobalt Advisers Pty ltd

AFS License Number
512550
Name
Cobalt Advisers Pty ltd
ABN/ACN/ARBN
64628654099
Licensee issued
April 17, 2019
Address
Toowong, 4066, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alister Hugh Ondarchie 2015 Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute
 Ayal Fernando 2008 Advanced Diploma Financial Planning - Monarch Institute ~ Bachelor of Commerce - University of Melbourne ~ Diploma Financial Planning (SMSF) - Monarch Institute ~ Diploma Financial Planning - Kaplan
 Ben Charles Taylor Wauchope 2014 Advanced Financial Planning - Kaplan ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Kaplan ~ Margin Lending - Personal Advice Tier 1 - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Benjamin Ricketts 2015 Bachelor of Applied Finance - University of South Australia ~ Certificate IV Financial Services (Finance/Mortgage Broking) (Qualification) - TAFE SA ~ Debt Securities - Pinnacle ~ Diploma of Business - South Australian Institute of Business and Technology ~ Diploma of Financial planning - Pinnacle
 Daniel Matthew Salerno 2009 7269AFE/7815AFE Ethics and Professionalism - Griffith University ~ Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Finance and Mortgage Broking Management - Intellitrain Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University
 David Richard Sims 2012 Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan
 Deborah Lee Spence 2000 Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University
 Elizabeth Hatton 2015 Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Practising Accounting - Monash University ~ Self Managed Superannuation Funds - Kaplan Professional
 James Kingsland Harris 2015 Bachelor of Commerce - University of Tasmania ~ Diploma of Financial Planning - Kaplan Professional
 James Nathan Petterson 2012 Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business (Finance) - Charles Stut University ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology (IIT) ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Kristy-lee Lambert 2015 Diploma of Financial Planning - Monarch Institute ~ Statement of Attainment - SMSF - Monarch Institute
 Leif Ringshaug 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Canberra ~ Diploma of Financial Planning - Kaplan Professional
 Lucian Russ 1997 Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd
 Luke Paul Dalziel-don 2011 Advanced Diploma Financial Planning FNS60415 - International Institute of Technology ~ Diploma Financial Sevices (Financial Planning) FNS50804 - International Institute of Technology ~ Diploma of Business - TAFE QLD ~ RG146 Margin Lending - MLC ThreeSixty ~ SuperConcepts & ICFS Specialist SMSF - University of Adelaide
 Martin David Tuttlebee 2018 Bachelor of Arts (Economics) - The University of Derby ~ Diploma of Financial Planning - Monarch Institute
 Matthew Paul Timms 2018 Bachelor of Business (Economics) - Queensland University of Technology (QUT) ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Griffith
 Michael Carlton 1991 AO - Margin Lending and Geared Investments - Kaplan Professional ~ Diploma Financial Planning - Financial Planning Association ~ Limited Recourse Borrowing Advice Accreditation - DBA Bulters Lawyers - Crowe Horwath Australia ~ SMSF - Tribeca Learning Australia
 Michael Curnow 2015 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan ~ Investment Products 3 - Securities, Managed Investments, Margin Lending - Kaplan ~ Taxation Fundamentals - Kaplan
 Michelle Sharon Tate-lovery 1989 Bachelor of Arts (Hons) - University of Western Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Fund Accreditation - Financial Essentials
 Raphael Jude Fernandez 2016 Graduate Diploma in Financial Planning - Finsia ~ Margin Lending - Kaplan ~ SMSF - Kaplan
 Robert Rocco Daniele 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Serenette Margaret Crombie 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business and Commerce (Finance) - University of Southern Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Spiro Ross Dalaberas 2014 Bachelor of Accounting - University of South Australia ~ Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Monarch Institute
 Stephen Clifford Bratby 2011 Advanced Diploma of Financial Services (Financial Planning) - Monarch ~ Bachelor of Business (Human Resource Management) - Queensland University of Technology ~ Cavendish & ICFS Specialist SMSF - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending & Geared Investments - Kaplan
 Troyden Ratcliffe 2018 Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Commerce - University of the Sunshine Coast ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University ~ SMSF - FirstTech