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Cobalt Advisers Pty ltd

AFS License Number
512550
Name
Cobalt Advisers Pty ltd
ABN/ACN/ARBN
64628654099
Licensee issued
April 17, 2019
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alexander Galvin2015Bachelor of Commerce (Finance and Marketing) - Macquarie University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Alister Hugh Ondarchie2015Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute
 Ayal Fernando2008Advanced Diploma Financial Planning - Monarch Institute ~ Bachelor of Commerce - University of Melbourne ~ Diploma Financial Planning (SMSF) - Monarch Institute ~ Diploma Financial Planning - Kaplan
 Benjamin Ricketts2015Bachelor of Applied Finance - University of South Australia ~ Certificate IV Financial Services (Finance/Mortgage Broking) (Qualification) - TAFE SA ~ Debt Securities - Pinnacle ~ Diploma of Business - South Australian Institute of Business and Technology ~ Diploma of Financial planning - Pinnacle
 Daniel Matthew Salerno20097269AFE/7815AFE Ethics and Professionalism - Griffith University ~ Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Finance and Mortgage Broking Management - Intellitrain Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University
 David Richard Sims2012Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan
 Deborah Lee Spence2000Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University
 Elizabeth Hatton2015Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Practising Accounting - Monash University ~ Self Managed Superannuation Funds - Kaplan Professional
 Harry Goldberg2016Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Bachelor Of Commerce - University Of New South Wales ~ Bachelor Of Economics - University Of New South Wales ~ Diploma Of Financial Planning - Kaplan Professional Education ~ Self Managed Super Fund - Kaplan Professional Education
 James Kingsland Harris2015Bachelor of Commerce - University of Tasmania ~ Diploma of Financial Planning - Kaplan Professional
 James Nathan Petterson2012Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business (Finance) - Charles Stut University ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology (IIT) ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Luke Paul Dalziel-don2011Advanced Diploma Financial Planning FNS60415 - International Institute of Technology ~ Diploma Financial Sevices (Financial Planning) FNS50804 - International Institute of Technology ~ Diploma of Business - TAFE QLD ~ RG146 Margin Lending - MLC ThreeSixty ~ SuperConcepts & ICFS Specialist SMSF - University of Adelaide
 Martin David Tuttlebee2018Bachelor of Arts (Economics) - The University of Derby ~ Diploma of Financial Planning - Monarch Institute
 Matthew Paul Timms2018Bachelor of Business (Economics) - Queensland University of Technology (QUT) ~ Diploma of Financial Planning - Kaplan Professional
 Michael Carlton1991AO - Margin Lending and Geared Investments - Kaplan Professional ~ Diploma Financial Planning - Financial Planning Association ~ Limited Recourse Borrowing Advice Accreditation - DBA Bulters Lawyers - Crowe Horwath Australia ~ SMSF - Tribeca Learning Australia
 Michael Curnow2015Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan ~ Investment Products 3 - Securities, Managed Investments, Margin Lending - Kaplan ~ Taxation Fundamentals - Kaplan
 Robert Anthony Zappulla2018Advanced Diploma of Financial Planning - Mentor ~ Bachelor of Business - Victoria University ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor
 Spiro Ross Dalaberas2014Bachelor of Accounting - University of South Australia ~ Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Monarch Institute
 Tristan Scifo2013Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Planning - Integrity Education Group
 Werner Jansen Van Vuuren2004Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Self-Managed Superannuation Funds (SMSF) - Kaplan Professional