This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Mcpherson | 2014 | 2008 - Bachelor Degree - Commerce - - Deakin University ~ 2011 - CPA - - CPA Australia ~ 2016 - SMSF Specialist Advisor - - SMSF Association ~ 2018 - Certified Financial Planner - - Financial Planning Association of Australia |
| Craig Edward Williams | 2006 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2010 - Self Managed Super Funds - - Kaplan Professional ~ 2013 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional |
| Matthew Brent Woolford | 2008 | 2008 - Bachelor of Business (Accounting) - - Victoria University ~ 2012 - CERTIFIED FINANCIAL PLANNER - - FPA |
| Michael James King | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - - PS146 Training Australia ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - PS146 Training Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |