This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lisa Maree Kirk | 2012 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - CFP-Certified Financial Planner - Graduate Diploma (AQF 8) - Financial Planner Association ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Saul Muscardin | 2018 | 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Certificate IV in Finance and Mortgage Broking - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - Tier 1 Margin Lending - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - TASACLv2 Commercial Law - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |