This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alastair Graham Price | 2016 | 2010 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2013 - RG146: Core 1 Securities and Managed Investments - Certificate (AQF 1-4) - Deakin Prime ~ 2015 - Accredited Derivatives Adviser Levels 1/2 - - Deakin Prime ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| April Simone Fielden | 2001 | 2004 - Master of Financial Planning - - Southern Cross University ~ 2004 - masters of Financial Planning - Masters Degree (AQF 9) - SSCUQ ~ 2017 - Self Managed Superannuation Funds - - Kaplan |
| Fabio Ferro | 1997 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan Professional ~ 2010 - Self Managed Superannuation Funds - - Kaplan |
| Jin Zhang | 2016 | 1996 - Bachelor of International Economics - - University of International Business and Economics ~ 2004 - Master of Applied Finance - - University of Melbourne ~ 2006 - Master of Professional Accounting - - RMIT |
| Keryn Batsilas | 2013 | 2006 - Bachelor of Applied Science - - Deakin University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Martine Pamela Egan | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Pinnacle ~ 2017 - Self Managed Superannuation Funds - - Kaplan |
| Richard Charles Meaden | 2011 | 2011 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |