This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cheyenne Roelandts | 2015 | 2012 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - DFP5v2 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - Certificate (AQF 1-4) - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN Professional |
| Michael Jonathan Gault | 2018 | 2009 - Bachelor Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Sydney ~ 2013 - Certified Financial Planner (CFP) - Other - Financial Planning Association (FPA) ~ 2014 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Scott Robert Dolling | 2024 | 2020 - Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sean Atkins | 2005 | 2005 - Bachelor of Commerce (Applied Finance Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |