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Cip Licensing Limited

AFS License Number
471728
Name
Cip Licensing Limited
ABN/ACN/ARBN
63603558658
Licensee issued
May 4, 2015
Address
Rockhampton City, 4700, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
Analytica Property Plus Fund" scheme (ARSN: 139 774 646),
a scheme which only holds the following types of property:
financial assets;
Merchant Opportunities Fund" scheme (ARSN: 111 456 387),
a scheme which only holds the following types of property:
financial assets; and
Merchant Biotech Fund" scheme (ARSN: 654 495 468),
a scheme which only holds the following types of property:
financial assets; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Allan John Mcgregor2018Graduate Diploma Financial Planning - Kaplan Professional
 Andrew Malins2011Associate Membership, Professional Year - Chartered Accountants Australia New Zealand ~ Bachelor of Arts (Accounting) - University of Canberra ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 Brett Robert Cederblad2000Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Cheng Qian2017Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor or Commerce - The University of Melbourne ~ Diploma of Financial Planning - Monarch Institute
 David Mckay French2001Bachelor of Economics - Flinders University of South Australia ~ Diploma in Financial Services (Financial Plannning) FNS50804 - Mentor Education ~ Diploma of Corporate Management - Institute of Corporate Managers
 Elizabeth May Whalley2023Graduate Diploma of Financial Planning - Kaplan Professional
 John Justin Zahra2023Graduate Diploma of Financial Planning - Kaplan Professional
 Maxwell Charles Hart2004Diploma of Financial Planning - Tribeca ~ Taxation Planning - Tribeca
 Rebecca Rousell2012Advanced Diploma of Financial Planning - Kaplan ~ Diploma - Financial Planning - Kaplan Professional Education ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Diploma in Financial Planning - Kaplan ~ Masters of Financial Planning - Kaplan
 Robert William Syben1999Bachelor of Economics - Monash University (Clayton) ~ Certified Financial Planner - Financial Planning Association of Australia
 Ryan David Grant2008Bachelor of Commerce (Financial Planning and Investments) - Griffith University ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - The National Finance Institute ~ Certification in Self Managed Super Funds - RG146 Training Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending Certification - Mentor Education
 Timothy Casey2004Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (Financial Planning) - Mentor ~ Real Estate Certificate - Real Estate Institute ~ Self Managed Superannuation Funds - Mentor
 Tracey Elizabeth Briggs2018Baccalaureus Commercii ( BACH of Commerce ) - University of Port Elizabeth ~ Diploma of Financial Planning - Kaplan