This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Miliszewski | 2009 | 2006 - Bachelor of Commerce and International Business - Bachelor Degree (AQF 7) - Griffith University ~ 2009 - Accredited Derivatives Adviser - Diploma (AQF 5) - Kaplan Australia ~ 2013 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - FPA |
| Nicholas John Duffy | 2023 | 2021 - Bachelor of Business (Finance) / Bachelor of Laws (Honours) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Ross Potter | 2009 | 2003 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of Aberdeen ~ 2004 - Master of Arts - Masters Degree (AQF 9) - University of Aberdeen ~ 2013 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |