This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Antonella Grida | 1999 | CFP - FPA ~ CFP - FPA ~ Diploma in Financial Markets - Securities INstitute of Australia ~ Diploma in Financial Markets - Securities INstitute of Australia ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ SMSF Adviser Education Program - Financial Essentials ~ SMSF Adviser Education Program - Financial Essentials |
| Bryen Raymond Guy | 1994 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University |
| Jason Dix | 2011 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Bachelor of Business (Finance) - University of South Australia ~ Bachelor of Business (Finance) - University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional Education ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional Education ~ Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology |
| Steven George Genoff | 2009 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Commerce - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending Accreditation - Kaplan Professional Education |