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Carrington Financial Holdings Pty ltd

AFS License Number
511269
Name
Carrington Financial Holdings Pty ltd
ABN/ACN/ARBN
73628407894
Licensee issued
Feb. 14, 2019
Address
Wayville, 5034, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Antonella Grida1999CFP - FPA ~ Diploma in Financial Markets - Securities INstitute of Australia ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan ~ SMSF Adviser Education Program - Financial Essentials
 Bryen Raymond Guy1994Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University
 Jason Dix2011ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Bachelor of Business (Finance) - University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional Education ~ Diploma of Financial Planning - International Institute of Technology
 Steven George Genoff2009ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Commerce - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending Accreditation - Kaplan Professional Education