This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Jnanadev Nathaniel | 2013 | 2013 - Diploma of Financial Planning - - Investment Banking Institute (IBI) |
| Daniel Lawrence Findlay | 1997 | 2003 - Advanced Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2003 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2003 - Diploma - Financial Planning - - Financial Planning Association of Australia ~ 2005 - Other - Tertiary Assoc Diploma of Business Management - - La Trobe Uni ~ 2010 - Other - Real Estate and Business Brokers Licence - - Kaplan and NSW Real Estate Institute |
| Steven John Burns | 2024 | 2020 - Bach of business and commerce - Bachelor Degree (AQF 7) - Griffith University |