This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Antonio Albuquerque | 2013 | Bachelor of Business(Accounting) - Australian Catholic University ~ Diploma of Financial Planning - International Institute of Technology ~ RG146 Tier1 Specialist Margin Lending - International Institute of Technology ~ SMSF Administration - Kaplan |
| Arjen Koster | 2015 | Advanced Diploma of Financial Planning - Monarch ~ Advanced Diploma of Financial Planning - Monarch ~ Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute |
| Daniel Harvey Frederick Elson | 2015 | Diploma of Financial Planning - International Institute of Technology ~ Kaplan CPD ongoing requirements - Kaplan |
| Ian Streeter | 2005 | Advanced Diploma Of Financial Planning - Mentor Education ~ Diploma (Finance / Mortgage Broking Management) - The National Finance Institute ~ Diploma Of Financial Planning - Mentor Education ~ Diploma Of Management & Leadership - Tafe ~ Mortgage Consultant Qualification Certificate - The National Finance Institute |
| Lynette DA Costa Shuttleworth | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Planning FNS6040 - Mentor Education group |