This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Paul Pritchard | 2010 | Bachelor of Commerce - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia |
| Daniel Mark Ernest Purslowe | 2013 | Bachelor of Commerce (Economics and Financial Planning) - Curtin University of Technology |
| David Richard Mcgregor | 2008 | Bachelor of Commerce (Accounting) - University of Notre Dame ~ CFP - FPA ~ Graduate Certificate Financial Planning - FINSIA |
| Peter John Webster | 2001 | Advanced Diploma of Superannuation - Association of Superannuation Funds of Australia Limited ~ Bachelor of Commerce (Major Economics & Finance) - Curtin University of Technology ~ Diploma of Financial Planning - Deakin University / Financial Planning Association of Australia |
| Petrese Jillian Ivey | 2008 | Bachelor of business (accounting) - Edith Cowan University ~ Diploma of Financial Planning - Financial Services Training & Assessment ~ Ethics and professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services |
| Stephanie Kit YI Tang-bowman | 2008 | Bachelor of Economics - University of Western Australia ~ Graduate Diploma in Financial Planning - Finsia |