This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Abdul Qader Mohamed Juma Al-jabri | 2010 | Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Bachelor of Commerce (Finance) - Murdoch University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Abhishek Sheth | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Business Administration Advanced in Finance - University of Wollongong |
| Andrew Templer Woodrow | 2003 | Bachelor of Economics - Flinders University ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Certified Financial Planner - FPA ~ Diploma Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Ann Elizabeth Mitchell | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Economics - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Anne Hoare | 2008 | Diploma of Financial Services (Financial Planning) - Kaplan |
| Antonio Monterosso | 1988 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty |
| Ardalan Lany Aryan Nejad | 2018 | Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan |
| Atilla Gyula Elek | 2003 | Essential Steps for Aged Care - Aged Care Steps ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Azure Chai | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Arts - University of Central Lancashire ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance and Investment - Kaplan (formerly Securities Institute Australia) ~ Master of Business Administration (International Business) - University of Stirling |
| Benjamin John Taylor | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Carly Jarrett | 2018 | Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - International Institute of Technology ~ MAA728 - Financial Behaviour and Decision Making - Deakin University ~ MAA769 - Ethics for Financial Services - Deakin University ~ MLC714 - Financial Advice Regulation - Deakin University |
| Catriona Graham | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Chris Sterjovski | 2008 | Advanced Diploma of Financial Planning FNS60404 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - MLC ThreeSixty ~ Master of Applied Finance - University of Newcastle ~ RG146 Margin Lending - MLC ThreeSixty |
| Christopher John Manwaring | 1998 | CFP - Deakin University ~ Diploma of Financial Planning - FPA |
| Christopher Joseph Ludony Sanak | 2015 | Accredited Aged Care Professional - Aged Care Steps (ACS) Pty Ltd ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Cody Bax | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning FNS50611 - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan Australia ~ Master of Financial Planning - Kaplan Professional ~ RG146 922 Derivaitves - Kaplan Australia |
| Daniel Schulz | 2015 | Advanced Diploma of Financial Planning - Investment Banking Institute (IBI) ~ Bachelor of Science - Winthrop University ~ Diploma of Financial Planning - Investment Banking Institute (IBI) ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Daryl Ian Mcintosh | 2004 | Advanced Diploma of Financial Planning FNB60404 - Kaplan Australia ~ CFP Certified Financial Planner - Financial Planning Association of Australia ~ CFP – Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50802 - Kaplan Australia ~ SMSF Specialist Adviser (SSA) - SMSF Association |
| David Edward Murphy | 2004 | Ethics and Professionalism in Financial Advice - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| David Telford | 2002 | Bachelor of Business (Accounting) - Central Queensland University ~ Bachelor of Financial Planning - Central Queensland University ~ Diploma Financial Services (Financial Planning) - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Dean Anthony Taylor | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Debra Fing | 2002 | Bachelor of Business (Tourism Management & Development) - University of Queensland ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| Dennis Koklas | 2005 | Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ Diploma of Financial Services (Financial Planning) - The Securities Institute ~ Graduate Diploma of Financial Planning - Kaplan |
| Derek Robert Staib | 2003 | Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Bachelor of Business - Queensland University Technology ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50802 - Integratec Training ~ RG146 Margin Lending - MLC ThreeSixty |
| Divagni Dharshana Naidu | 2018 | Bachelor of Applied Finance with Bachelor of Commerce - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan |
| Domenico Sgro | 2001 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty ~ SMSF Specialist Adviser (SSA) - SMSF Association |
| Eric Quak | 2018 | Bachelor of Science - The University of Sydney ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Financial Planning - Securities Institute |
| Erin O'sullivan | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Management) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Geoffrey Ewan Burt | 1999 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma in Applied Finance and Investment - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
| Hongyu LI | 2014 | Advanced Diploma of Financial Planning FNS60415 - Kaplan Australia ~ Bachelor of Commerce - Australian National University ~ CFP Certified Financial Planner - FPA ~ Diploma of Financial Planning FNS50611 - MLC ThreeSixty |
| Hugo Edgardo Jovel | 2015 | Bachelor of Business and Commerce - University of South Australia ~ Certified Practising Accountant (CPA) - CPA Australia ~ Diploma of Financial Planning FNS50611 - CPA Australia ~ Ethics And Professionalism in Financial Advice - Kaplan Professional |
| Ian Douglas Helmore | 2004 | Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - KAPLAN ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Isabel Catherine Morphett | 1995 | Bachelor of Science (Business Administration) - California State University ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Jamie Kajim | 2012 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor Degree - Business and Commerce - Monash University ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Financial Planning - Kaplan |
| Jeannie Lee Dyson | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| John Apidopoulos | 2006 | Advanced Diploma of Financial Services (Financial Planning) FNS6040 - Mentor Education ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ RG146 Margin Lending & Geared Investments - Kaplan Australia |
| John Creamer | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Economics, Human Resource Management) - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Joseph Ronald Cox | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Accounting - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Josie Ceddia | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Kazuo Tamano | 2012 | Advanced Diploma of Financial Planning - Kaplan Australia ~ Bachelor of Health Services - University of Sydney ~ Diploma of Financial Planning FNS50804 - International Institute of Technology ~ Master of Commerce (International Business) - University of Sydney ~ Principles of SMSF - International Institute of Technology |
| Kelvin Shortte | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Advising - Securities Institute ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Kim Maree Hayward | 2011 | Diploma of Financial Planning FNS50804 - GWMAS GWM Adviser Services ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Lasanth Balendran | 2015 | Advanced Diploma of Financial Planning FNS60415 - Kaplan Australia ~ Bachelor of Commerce (Accounting & Finance) - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Tier 1 Margin Lending Personal Advice - Kaplan Professional |
| Laxmi Nobokumar Manna | 2007 | Advanced Diploma of Financial Planning FNS60404 - Kaplan Australia ~ Bachelor of Commerce - University of Mumbai ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Business Administration - University of Technology Sydney |
| Lionel Iheanacho | 2013 | B Business (Financial Planning) - RMIT |
| Loren Renee Brandle | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (FP) - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan |
| Luke John Vincent Dickson | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Economics) - LaTrobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Education ~ FPC002B Ethics and Professionalism for Financial Advice - Kaplan Professional |
| Luke Selfe | 2018 | Bachelor Applied Finance - University of South Australia ~ Diploma Financial Planning FNS50615 - Kaplan Professional ~ RG146 Tier 1 Margin Lending - Kaplan Professional |
| Manjinder Singh Aujla | 2001 | Bachelor of Commerce (Accounting & Finance) - Griffith University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional Pty Ltd ~ Self Managed Superannuation Fund - Kaplan Professional Pty Ltd |
| Marcus Hendrik William Stadhouder | 2001 | Bachelor of Arts - University New England ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending & Geared Investments - Kaplan Australia |
| Marion Susanne Stanevich | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Marsha Renee Downward | 2018 | Advanced Diploma of Financial Planning - ThreeSixty ~ Diploma of Financial Planning FNS50804 - GWM Adviser Services ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending - GWM Adviser Services |
| Mary-louise Mccarthy | 2003 | Advanced Diploma of Financial Planning FNB60402 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) |
| Matthew Porter | 2007 | Bachelor of Economics - Rollins College Winter Park - Florida ~ Diploma of Financial Planning FNS50611 - Monarch Institute ~ RG146 Derivatives - Mentor Education Group ~ RG146 Margin Lending - Mentor Education Group |
| Melissa Sue Bastian | 2013 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Michael Jabbour | 2015 | Bachelor of Commerce (Finance and Financial Planning) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Michael James O'shea | 2010 | DFP5 Taxation Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Business in Marketing - University of Technology Sydney |
| Michael Rosemond | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan |
| Michelle Kristen Robinson | 2005 | Accredited Aged Care Professional - Aged Care Steps ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Advising - Securities Institute ~ Ethics and Professionalism in Financial Advice. - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Natalie Maree Dakin | 2018 | DFP 5v3 Tax for Financial Advising - Kaplan ~ Diploma of Financial Planning - Kaplan ~ TASACLv1 Commercial Law - Kaplan |
| Nathan James Stanton | 1999 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters of Business Administration - Australian Graduate School of Management |
| Neel Murti | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - Griffith University ~ Bachelor of International Business - Griffith University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Nhu Minh Nguyen | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Vietnam National University, Ho Chi Minh City ~ Diploma of Financial Planning - International Institute of Technology ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration (Accounting and Finance) - University of Technology Sydney (UTS) |
| Nicholas Gareth Groenewald | 2014 | Advanced Diploma Financial Planning FNS60410 - Holmesglen TAFE ~ Bachelor of Business (Finance) - Charles Sturt University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 928 Margin Lending - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Australia |
| Nick Cannatello | 2001 | Advanced Diploma of Financial Planning FNB60402 - MLC ThreeSixty ~ Bachelor of Business (Marketing) - Royal Melbourne Institute of Technology (RMIT) ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Margin Lending - MLC ThreeSixty |
| Paul Dennett | 2008 | Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Diploma of Financial Planning FNS50804 - MLC ThreeSixty ~ Fellow Chartered Financial Practitioners (FChFP) - Association of Financial Advisers (AFA) ~ Master of Financial Planning - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
| Paul Gerard Haines | 2005 | Advanced Diploma of Financial Planning FNB60402 - MLC ThreeSixty ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Australia ~ Master of Financial Planning - Kaplan ~ RG146 Margin Lending - MLC ThreeSixty |
| Paul Graeme Bryant | 1997 | Bachelor Business - Victoria College ~ Diploma Financial Planning FNS50611 - Mentor Education Group ~ RG146 928 Margin Lending - Kaplan Australia ~ RG146 Provide Advice in Derivatives - Mentor Education Group |
| Paul Ivachoff | 2009 | Advanced Diploma Financial Services FNS60404 - Mentor Education Group ~ Certified Financial Planning (CFP) - FPA ~ Diploma Financial Services FNS50804 - Mentor Education Group ~ RG146 Margin Lending - Kaplan Australia |
| Payalben Parikh | 2018 | Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Post Graduate Diploma in Business Management (Marketing Finance) - M.S. Ramaiah Institute of Management - India ~ RG146 Margin Lending & Geared Investments - Kaplan Australia |
| Peter John Brewster | 2003 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Peter William Arnell | 2006 | Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNB50802 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
| Preeti Pritika Nand | 2017 | Bachelor of Finance - University of Canberra ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Pulithitta Itty Philip | 2017 | Advanced Diploma of Financial Planning FNS60415 - Kaplan Professional ~ Diploma of Financial Planning FNS50611 - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 Tier 1 Margin Lending - Kaplan Professional |
| Richard James Wright | 2016 | Advanced Diploma Financial Planning FNS60415 - Kaplan Professional ~ Bachelor Commerce (Finance & Economics) - University of Wollongong ~ Diploma Financial Planning FNS50615 - Kaplan Professional ~ Diploma Financial Services FNS50104 - Quantum Financial Training ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Robyn Elizabeth Thomas | 2000 | Diploma of Financial Planning - Deakin University |
| Rodney Keith Bedggood | 2000 | Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Master of Financial Planning - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
| Ross Cameron Tully | 2008 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Tourism and Human Resource Management - James Cook University ~ Certified Financial Planner - Financial Advice Association Australia ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Scott Jamieson | 2006 | Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Bachelor of Commerce (Accounting) - La Trobe University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50804 - MLC ThreeSixty |
| Sean Adam Taylor | 2014 | Bachelor of Commerce (Economics and Marketing) - University of Wollongong ~ Graduate Certificate in Financial Planning - Charles Sturt University |
| Simon Rawstron | 1997 | Bachelor of Business - Australian Catholic University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Simon Thomas Pederson | 2011 | Bachelor of Business (Financial Planning) - University of the Sunshine Coast ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Finance - Griffith University |
| Steven Francis Ellery | 2008 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Bachelor Business (Finance) - Charles Sturt University ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Margin Lending - MLC ThreeSixty |
| Stuart Greenfield | 2006 | Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
| Theodoros Balomenos | 2004 | Bachelor of Economics - Flinders University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - Securities Institute ~ RG146 Margin Lending & Geared Investments - Kaplan Australia |
| Tim Scott Tremain | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Tim Sinclair | 2013 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group |
| Timothy David Moore | 2003 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50802 - Integratec Training ~ RG146 Margin Lending - MLC ThreeSixty |
| Timothy Ryan Johnson | 2015 | Advanced Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Flinders University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Tier 1 Margin Lending - Kaplan |
| Tuoxun Kong | 2016 | Bachelor of Commerce (Economics & Financial Planning) - Griffith University ~ Graduate Certificate in Finance and Investments - Griffith University ~ RG146 928 Margin Lending - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Australia |
| Vaishali Chitale | 2014 | Advanced Diploma Financial Services (Finanical Planning) FNS60404 - Kaplan Australia ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty |
| Vicki Ann Muddiman | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional Education |
| Wendy Sue Roper | 1994 | Bachelor of Business - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Certified Practicing Accountant (CPA) - CPA Australia ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Australia |
| Yanling Lin | 2007 | Bachelor of Business - University of Technology Sydney (UTS) ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Yee Wah Hooi-duran | 2010 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - University of SA ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Planning - Kaplan Professional ~ Master of Business (E-business) - University of SA |
| Zhiwen Yan | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Finance and Mortgage Broking Management - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Professional Accounting - University of Technology Sydney |