This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Edward Trajer | 2007 | Bachelor of Economics - University of Queensland ~ Certificate - Margin Lending & Geared Investments - Kaplan ~ Certificate - Self Managed Superannuation Funds - Tribeca ~ Diploma of Financial Planning - Deakin University ~ Master of Science (Environmental Management) - Griffith University |
| Bruce Donald Cameron | 2000 | Bachelor of Business - Charles Sturt University ~ CERTIFIED FINANCIAL PLANNER - FPA |
| Christopher John Murphy | 2007 | ASX ADA Renewal - Kaplan ~ Bachelor of Commerce (Honours) - Deakin University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Certificate IV in Accounting - AIFA ~ LRS - Life Risk Specialist - Financial Planning Association of Australia |
| James Horsley | 2017 | Bachelor of Economics with Major in International Trade and Finance - University of Queensland ~ Diploma of Financial Planning - Pinnacle |
| Neil Robert Heriot | 1989 | CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan |
| Rodney James Hayes | 2000 | Bachelor of Commerce - University of Queensland ~ Chartered Accountant - The Institute of Chartered Accountants in Australia ~ PS146 - Integratec |