This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dehne Albert Hausfeld | 2016 | 2009 - Diploma of Financial Services - - Kaplan ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2017 - RG146 Self-managed Superannuation Funds - - Financial Education Professionals ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Justin Robert Fraser | 2006 | 2006 - Advanced Diploma of Financial Planning - - Tribeca ~ 2018 - RG146 Self-managed Superannuation Funds - - Financial Education Professionals |
| Lorraine Louise Shimizu | 2014 | 1996 - Bachelor of Arts in Japanese - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Luke John Murnane | 2024 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2006 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Diploma of Financial Services (FNS50804 Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Other - Kaplan ~ 2024 - Commercial Law - Other - Kaplan |
| Mark Thomas Davidson | 2018 | 2014 - Bachelor of Education / Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert Manning Mills | 2009 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca |