This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds limited to:
consumer credit insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government; and
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds limited to:
consumer credit insurance products; and
make a market for the following financial products:
foreign exchange contracts; and
derivatives;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Fraser Colin Mcgregor Thom | 2008 | 2006 - Master of Accounting - - Bond University ~ 2015 - Executive Master of Business Administration - - Bond University ~ 2018 - Diploma of Financial Services - - AFMA |
| Mark Andrew Pink | 1998 | 1996 - Business Management - - Queensland University of Technology ~ 1999 - Applied Finance & Investment - - Australian Securities Institute ~ 1999 - Dealer Accrediatation - - AFMA ~ 2004 - Graduate Diploma in Applied Finance & Investment - - Australian Securities Institute ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy John Mcmahon | 2003 | 1998 - AFMA Accredited Dealer - - AFMA ~ 1998 - Bachelor of Business - - Monash University |