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Baldry Financial Services Pty ltd

AFS License Number
237235
Name
Baldry Financial Services Pty ltd
ABN/ACN/ARBN
20080173655
Licensee issued
Dec. 10, 2003
Address
Pennant Hills, 2120, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Broderick James Knowles2003Certified Financial Planner - Financial Planning Association ~ Certified Practicing Accountant - CPA Australia ~ Diploma of Financial Planning - Deakin University ~ Financial Planning Specialist - CPA Australia ~ Masters of Accounting - Macquarie University - Sydney
 Michael Philip Baldry0Bachelor of Commerce - Macquarie University ~ Graduate Diploma of Financial Planning - Deakin University
 Susan Alma Louise Pine1999Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Justice of the Peace - Justice and Attorney General Department
 Suzanne Jane Haddan1987Bachelor of Business Majoring in Accounting - University of Technology - Sydney ~ CPA Public Practioner - CPA Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Fellow of Certified Practicing Accountant - CPA Australia ~ Financial Planning Specialist - CPA Australia