This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Justin Paul Baiocchi | 2007 | Bachelor of Business Science - University of Cape Town ~ Chartered Financial Analyst - Chartered Financial Analyst Institute ~ Diploma of Financial Services (Financial Planning) - Deakin University ~ Master of Applied Finance - Kaplan Higher Education ~ Master of Business Research - University of Southern Queensland |
| Michelle Higgerson | 2012 | Bachelor of Business (Finance) - Charles Sturt University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Certificate of Financial Planning - Charles Sturt University ~ SMSF Specialist Adviser - SMSF Association |