This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Justin Paul Baiocchi | 2007 | 1996 - Bachelor of Business Science - - University of Cape Town ~ 2003 - Diploma of Financial Services (Financial Planning) - - Deakin University ~ 2010 - Chartered Financial Analyst - - Chartered Financial Analyst Institute ~ 2015 - Master of Business Research - - University of Southern Queensland ~ 2017 - Master of Applied Finance - - Kaplan Higher Education |
| Michelle Higgerson | 2012 | 2011 - Bachelor of Business (Finance) - - Charles Sturt University ~ 2012 - Graduate Certificate of Financial Planning - - Charles Sturt University ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2022 - SMSF Specialist Adviser - Professional Designations - SMSF Association |