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Axies Pty. Ltd.

AFS License Number
339384
Name
Axies Pty. Ltd.
ABN/ACN/ARBN
38136704446
Licensee issued
Oct. 7, 2009
Address
Brighton, 3186, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adrian David Lenting2017Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Kaplan
 Alexander Charles Reed2015Diploma of Financial Planning FNS50611 - Mentor Education
 Alfred John Farr2017Diploma of Financial Planning - Mentor Education
 Ali Dean2013B Comm - Accounting - Cairo University ~ Diploma of Finance and Mortgage Broking - The National finance Institute ~ Diploma of Financial Services - Kaplan
 Anthony Campbell2006Diploma of Financial Services (Financial Planning) - Kaplan (formerly Tribeca)
 Athanasios Arthur Kallos2001Bachelor of Commerce - University of South Australia ~ Certificate 4 Mortgage Broking - Integrity Education ~ Diploma of Financial Planning - Deakin University ~ Masters of Business Adminsitration - Adelaide University ~ SMSF Accreditation - Integrity Education
 Barry Vincent Lynam2009Cert IV Fin Ser Finance/Mortgage Broking - AAMC ~ Diploma Financial Planning - Traineeship Management Australia ~ Diploma of Financial Services (Finance/ - Mortgage Broking Management)
 Bhavesh Vijay Shah2018Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Commerce - Deakin University
 Bradley George Abbott2015Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Australian and New Zealand Institute of Insurance and Finance ~ Margin Lending - Knowledge and Skills - Kaplan Professional ~ SMSF Specialist Advisor Course - Now Infinity
 Carl Jeffery Freshwater2015Advanced Diploma of Financial Services - Kaplan Professional ~ Bachelor of Business (Business Information Systems) - RMIT ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services - Kaplan Professional ~ Self Managed Superannuation - Kaplan
 Charlie Abd2015Advanced Diploma Financial Planning - Kaplan ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ RG146 Managed Investments & Securities - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Australia
 Christopher Holme2011Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Mentor Education
 Christopher Smith2017Diploma of Financial Planning - Kaplan ~ Managed Investment Advisor - Mentor
 Clare Shewan2016Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Advanced Self Managed Super Funds Program - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Eroll Lumani2018Cert 4 Banking Services - RMIT ~ Diploma Financial Planning - RMIT ~ SMSF - Integrity Education
 Hamish Hugh Mercer Thomson2017Advanced Diploma in Financial Planning - Kaplan ~ Diploma in Financial Planning - Mentor Education
 Jackson Terrence Millan2007Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - TAFE NSW ~ Estate Planning - Kaplan ~ Financial Plan Contruction & Review - Kaplan ~ Investment Planning - Kaplan
 Jake Mathew Taylor2017Bachelor of Commerce (Finance and Financial Planning) - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan ~ Masters of Financial Planning - Kaplan ~ Self Managed Superannuation - Terra Cordis
 John Ross Cachia2009Bachelor Degree - Business - Victoria University ~ Bachelor Degree - Business - Victoria University ~ Diploma - Financial Services - Kaplan ~ Diploma - Financial Services - Kaplan
 Kam Rowshan2005Bachelor of Science - Monash University ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd ~ Entry Level Competencies - Integratec ~ Risk Management - Integratec ~ Superannuation & Retirement Planning - Integratec
 Leon Volovich2003Bachelor of Business (Accounting) - Monach University ~ Diploma of Financial Planning - Kaplan Professional
 Levent Aldogan2017Certificate IV - IIT ~ Diploma Financial Services - IIT ~ Diploma of Finance Broking - IIT
 Lincoln Haugh2012Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Bachelor of Commerce - Monash University ~ Diploma of Finance and Mortgage Broking Management - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Self Managed Superannuation Funds - Mentor Education
 Luke Wiggins2017Bachelor of Finance - Charles Sturt University ~ Diploma of Financial Planning - CPA
 Marc Joseph Ventura2005Advanced Diploma - Financial Planning - IIT ~ Diploma - Financial Services - Intellitrain ~ Diploma - Finanial Services - Tribeca Learning Ltd ~ Graduate Certificate - Finance - Kaplan Professional
 Mathew Honey2011Diploma of Financial Services (Financial Planning) - Kaplan
 Matthew Mccabe2008Advanced Diploma of Financial Services (Financial Planning) - Finsia ~ Diploma of Financial Services (Financial Planning) - Finsia ~ Graduate Diploma in Financial Planning - Finsia
 Mervin Charles Reed1994Advanced Diploma of Financial Services (Financial Planning) - Australian College of Financial Services
 Pajand Roghanchi2018Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Investment Banking Institue ~ FNS50310 Diploma of Finance and Mortgate Broking Management - Kaplan
 Patrick James Dysart2013Advanced Diploma - Financial Planning - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ Advanced Diploma - Financial Planning - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ Diploma - Financial Planning - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ Diploma - Financial Planning - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ Self Managed Superannuation Fund Adviser (Personal Advice) - MENTOR ~ Self Managed Superannuation Fund Adviser (Personal Advice) - MENTOR
 Peter Kaleski2009Diploma BCom - University of Wollongong ~ Graduate Certificate in Financial Planning - finsia ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Rebecca Guy2010Bachelor of Business (Financial Planning) - RMIT ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Mananged Superannuation Funds - Kaplan Professional
 Robert Geoffrey Symons1988Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Associate Diploma of Business - University of South Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Ronald Andrew Pratap2010ALPA - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ HSC - Bossley Park High School ~ SMSF - Kaplan
 Ryan Addison King2016Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ RG146 Specialist Self Managed Superannuation Funds Course - International Institute of Technology
 Salvatore Paul Miceli2018Advanced Diploma of Financial Planning - Kaplan Institute ~ Bachelor of Commerce - University of Notre Dame Australia ~ Diploma of Financial Planning - Kaplan Institute
 Simran Singh Dhillon2007Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Financial Planning) - Deakin University ~ Diploma of Financial Services (Financial Planning) - Mentor Education / RG146
 Thomas James Darby2017BACHELOR OF COMMERCE - CURTAIN UNIVERSITY ~ Bachelor of Commerce (Finance) - Curtin University ~ GRAD CERT IN FP - GRIFFITH UNIVERSITY ~ Graduate Certificate in Financial Planning - Griffith University
 Timothy Hock Seong Lee2012Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Marketing) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ SMSF - Kaplan
 Victor Idoko2016Bachelor of Economics (Honours) - The University of Western Australia ~ Bachelor of Economics - The University of Western Australia ~ Diploma of Financial Planning - Mentor Education
 Vito Ventura1973Advanced Diploma - Financial Planning - Deakin Financial Service ~ Advanced Diploma - Financial Planning - Deakin Financial Service