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Avalonfs Pty ltd

AFS License Number
437518
Name
Avalonfs Pty ltd
ABN/ACN/ARBN
43162297298
Licensee issued
June 5, 2013
Address
Merrylands West, 2160, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Abel Bornstein2002Applied Finance and Investment - Securities Institute ~ Financial Markets - Securities Institute ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan
 Adam Graham2016Diploma of Financial Planning - Monarch Institute
 Alan Geoffrey Marsh1984Advanced Diploma of Financial Planning - International Institute of Technology ~ Australian Certified Investment Planner (with distinction) - Australian Investment Planners' Association ~ Diploma of Financial Planning - International Institute of Technology ~ Principles in Self Managed Superannuation Funds - International Institute of Technology ~ Principles of Advanced Taxation Planning - International Institute of Technology
 Andreas Papaioannou2004Bachelor of Business - University of Western Sydney ~ Diploma of Financial Services - Securities Institute
 Andrew Unterweger1988Diploma of Finance and Mortgage Broking Management - Australis College (formerly Intellitrain) ~ Diploma of Financial Planning - Financial Planning Association
 Brad Frankham2009Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Monarch Institute ~ Professional Diploma in Stockbroking - Stockbrokers Association of Aust (formerly SDIA)
 Carl Gilmore2000Bachelor of Commerce - University of New South Wales ~ Certified Financial Planner - FPA ~ Fellow of the Institute of Chartered Accountants - Chartered Accountants Australia New Zealand ~ Financial Planning Specialist - Chartered Accountants Australia New Zealand ~ Margin Lending & Geared Investments - Kaplan Professional
 Chantel Jade Woods2018Diploma of Financial Planning - Kaplan
 Chao Hong LU2006Advanced Diploma of Financial Services (Financial Planning) - Integratec ~ Bachelor of Science - University Technology Sydney ~ Cavendish & ICFS Specialist SMSF Course - Cavendish Superannuation Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Integratec
 Cumarasamy Ravishankar2008CPA SMSF - CPA ~ Margin Lending - Kaplan ~ RG146 - Kaplan
 Dane Maistry2015Bachelor of Financial Advising - University of Western Sydney
 Danielle Louise Pearce2016Bachelor of Business (Accounting/ Business Management) - Charles Sturt University ~ RG146 - AAMC Training Group
 Eric James Drysdale1982Diploma of Financial Services - National Insurance Brokers Association
 Gayle Margaret Mckew2003Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education (formerly Tribeca) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education (formerly Tribeca) ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Super Funds - Kaplan Professional Education (formerly Tribeca)
 Geoffrey James Madafiglio1999Bachelor of Economics Law - University of Sydney ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited
 Glen Killen2006ASX Listed Products Accreditation Course - LPAC ~ Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Sharemarket investing for long-term gain - University of Sydney
 Grant Slaney2012Diploma of Financial Services (Financial Planning) - TMA
 Harry Goldberg2016Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Bachelor Of Commerce - University Of New South Wales ~ Bachelor Of Economics - University Of New South Wales ~ Diploma Of Financial Planning - Kaplan Professional Education ~ Self Managed Super Fund - Kaplan Professional Education
 Janice Gail Iloni Furstenberg2001Bachelor of Economic Science - University of Witwatersrand ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) FNB50802 - Integratec Training Pty Ltd ~ MBA - University of Capetown ~ Self Managed Superannuation Funds (SMSF) Program - Kaplan
 Jefferson Rossetti2018Diploma of Financial Planning - KAPLAN Professional ~ MBA in Business Management - Getulio Vargas, Brazil
 John Richard Daniel1989Adv Dip Financial Services (Financial Planning) - Kaplan ~ Dip Financial Services (Financial Planning) - Kaplan ~ Margin Lending & Geared Investments - AXA ~ Self-Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Joseph Matthew Ryan2004924 - Superannuation - Kaplan ~ Financial Markets - Finsia ~ Managed Investments, Securities and Derivatives - Kaplan ~ Managing Risk - Finsia ~ Margin Lending and Geared Investments - Kaplan
 Keryn Batsilas2013Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Science - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Kim Leann Klein2003Accredited Derivatives Adviser Level 1 - Kaplan ~ Advance Diploma of Financial Planning - FPA - Deakin University ~ Cert IV Finance/Mortgage Broking - Kaplan ~ Certified Financial Planner - Financial Planning Association ~ SMSF Specialist - SMSF Training
 Michael Ngee Tiong Tan2004Bachelor of Commerce - University of Birmingham ~ Certified Financial Planner - FPA ~ Chartered Accountant - Chartered Accountants Australia ~ Diploma of Financial Planning - FPA ~ PhD Governance and Banking - University of NSW
 Michael Williams1990Accounting Certificate - TAFE ~ Association of Superannuation Funds Australia - Diploma of Financial ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Mylie Linda Hird1997Certified Financial Planner - FPA ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Neal Hornsby1985Diploma of Financial Services (Financial Planning) - QUANTUM ~ Margin Lending - Financial Education Professionals ~ Master of Business Administration - University of Southern Queensland ~ RG 104 and RG 146 - Diploma Financial Services Financial Planning - Incl-Derivatives and MDA - QUANTUM ~ SMSF and Estate Planning - Mentor
 Norman Howe2004ASX Listed Products Accreditation Course - ASX/Savings Factory ~ Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Master of Business Adminstration (Executive) - Australian Catholic University ~ Self Managed Superannuation Funds - Tribeca
 Paul Anthony Woodward2000Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Advising - Securities Institute ~ Tier 1 Margin Lending - Personal Advice - Kaplan
 Peter John O'malley2013Bachelor of Commerce - Macquaire University ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - University of NSW ~ SMSF SSA Acreditation - SMSF Association
 Reginald Brian Carter1979CPA - Certified Practising Accountants ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Rick Yu-hsueh Peng2014Diploma of Financial Planning - Intellitrain ~ Managed Investment & Sercurities - Mentor Education ~ Margin Lending - Mentor Education
 Riley Young2004Certificate SMSF Course - The University of Adelaide ~ Certificate in Margin Lending - Kaplan ~ Diploma of Financial Planning - Securities Institute Education
 Robert Farr1999Bachelor of Business - Kuring-gai College of Advanced Education UTS ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Financial Planning 1-4 - Financial Planning Assocation of Australia -FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Specialist Adviser - Self-Managed Super Fund Association
 Robert John Torpy1996Diploma of Financial Services (Financial Planning) - Integratec
 Roger Singh2013Diploma Financial Services (Financial Planning) - Securities Institute ~ Diploma Financial Services - Securities Institute
 Stacy Louise Barnes2014Bachelor of Business - Financial Planning - University of the Sunshine Coast
 Stefano Duro2012Bachelor of Financial Advising - University of Western Sydney ~ Diplomas of Financial Services (financial planning) - TAFE NSW
 Stephen David Murray1983Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning (Australia)
 Stuart Symons2015Dploma of Financial Planning - Integrity
 Timothy Ching2008Bachelor of Mathematics and Finance - UTS ~ Graduate Diploma of Financial Planning - FINSIA
 Toni Lee Porter2015Adv Dip Financial Planning - Pinnacle ~ Dip Financial Services - Financial Planning - Kaplan
 Tristan Scifo2013Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Planning - Integrity Education Group
 Troy Rabaud2002Advanced Diploma of Financial Planning - International Institute of Technology ~ Principles in SMSFs - International Institute of Technology ~ Risk Management - Integratec ~ Superannuation - Kings International College ~ Taxation Planning - Tribeca
 William Alexander Brown1988Estate Planning - Estplan ~ PS 146 Knowledge Assessment - Integratec