This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Darren Howlin | 1998 | 2003 - Diploma of Finnancial Planning - - Deakin University ~ 2011 - Graduate Diploma of Applied Finance - - Kaplan Higher Education |
| John Christopher Forwood | 1999 | 2000 - Bachelor of Commerce - - James Cook University ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2013 - Masters of Applied Finance - - Kaplan Professional ~ 2016 - Self Managed Super Fund - - NowInfinity |
| Oliver Trusler | 2018 | 1997 - Bachelor of Science with Honours - - University of Exeter ~ 2004 - Chartered Financial Analyst (CFA) - - CFA Institute ~ 2006 - Certified Investment Management Analyst (CIMA) - - Investment Management Consultants Association (IMCA) ~ 2018 - Diploma of Financial Planning (DFP) - - Mentor Education |