Australian Mortgage And Financial Advisers Pty ltd

AFS License Number
389206
Name
Australian Mortgage And Financial Advisers Pty ltd
ABN/ACN/ARBN
26088464939
Licensee issued
Oct. 30, 2013
Address
Pullenvale, 4069, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Farrell 2014 2012 - Bachelor of Business (Finance) - - Queensland University of Technology (QUT) ~ 2015 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Professional
 Adam Lee Thomas O'connor 2017 2012 - Bachelor of Commerce - - Deakin University ~ 2014 - Graduate Diploma of Business (Accounting) - - University of Southern Queensland ~ 2017 - Diploma of Financial Planning - - Monarch Institute
 Bruce Jason Smith 2012 2010 - Diploma of Financial Services (Financial Planning) - - RG 146 Training Australia
 Bruce William Ibbotson 2008 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Finance & Related Services Training Academy (FARSTA) ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Finance & Related Services Training Academy (FARSTA)
 Christopher Murray Robertson 2018 2008 - Bachelor of Business (Financial Planning) - - University of the Sunshine Coast ~ 2012 - Cert IV in Finance (Mortgage Broking) - - Intellitrain
 Corey Jay Stamp 2017 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Danielle Coventry 2003 2006 - Diploma of Financial Planning (Financial Services) - - Tribeca ~ 2012 - Advanced Diploma of Financial Planning (Financial Services) - - Kaplan ~ 2015 - Self Managed Super Fund (SMSF) - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Darren Edmond Limbach 2012 2014 - Bachelor of Commerce Financial Planning - - Griffith University ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2022 - Margin Lending Specialist - Other - Kaplan
 Gary Wayne Larner 1985 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional
 Gihan Ramesh Anthony 2014 2006 - Post Graduate Diploma in Marketing - - The Chartered Institute of Marketing ~ 2008 - Master of Business Administration - - University of Southern Queensland ~ 2011 - Diploma of Financial Services - - International Institute of Technology ~ 2014 - Advanced Diploma of Financial Services - - Mentor Education ~ 2014 - Self Managed Superannuation Funds - - Mentor Education
 Hanwedige Muditha Peiris 2009 2010 - Diploma of Financial Planning FNS50804 - - International Institute of Technology
 John Grohovaz 2012 2012 - Diploma of Financial Services (Financial Planning) - - Investment Banking Institute ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan
 Karen Jane Thompson 2005 2008 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2008 - Diploma of Financial Planning - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Keith Desmond Marshall 2005 2006 - Diploma of Financial Services (Financial Planning) - - Mentor Eductation ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - Intellitrain ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education
 Kelly Ann Roche 2011 1991 - Bachelor of Economics - - University of London ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute
 Kenneth John Filbey 1991 1997 - Entry level Competencies for financial services professional - - Integratec ~ 2001 - DFP 2 & 4 - - FPA ~ 2002 - Investment Planning 1 - - Integratec ~ 2008 - Diploma of Financial Planning - - PS146 Training Australia ~ 2010 - Taxation Planning - - Mentor RG 146
 Ling Erin YI 2012 2009 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - Griffith University ~ 2021 - SMSF Accreditation - Other - Kaplan
 Louise Elaine Agnew 2008 2006 - Diploma of Financial Services - Diploma (AQF 5) - Mentoe ~ 2007 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2021 - Superconcepts & ICFS Specialist SMSF course - Other - The University of Adelaide
 Matthew Prentice 2012 2011 - Bachelor of Business (Banking and Finance) - - Queensland University of Technology ~ 2012 - Margin Lending - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional
 Michael Antoni O Connor 2018 2018 - Diploma of Financial Planning - - Kaplan
 Michael Gregory Ord 2002 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Self Managed Super Funds (ANZ Workshop) - - Kaplan ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Michael Hugh Mcgowan 2014 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds Course and Tier 1 Margin Lending Personal Advice Course - Other - Kaplan Professional ~ 2022 - Accredited Aged Care Professional Course - Other - Aged Care Steps ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education
 Moshe Chaiton 2015 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Noel Francis Pickett 1995 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Paul John Farrelly 2005 1994 - Bachelor of Arts (Social Sciences) - Bachelor Degree (AQF 7) - Monash University ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Self Managed Super Funds - Other - Financial Essentials ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional
 Pei-chun Helen Lee 2017 2000 - Master of Business Administration - - Central Queensland University ~ 2002 - Master of Information Systems - - Central Queensland University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional
 Richard Michael Hill 2001 2001 - Introduction to Financial Planning - - FPA ~ 2001 - Superannuation and Retirement Planning - - Integratec ~ 2002 - Risk Management and Insurance Planning and Investment Planning 1 - - FPA ~ 2004 - Certificate in Applied Self Managed Super Fund Advice - - TOWER Trust ~ 2004 - Investment Planning 2 and Estate Planning - - Tribeca
 Robert John Schiliro 2004 2001 - Diploma of Financial Planning DFP 1 - 5 - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan
 Stevin Carvalho 2008 1998 - Bachelor of Commerce (Financial Accounting and Auditing) - - University of Mumbai (India) ~ 2010 - Diploma of Financial Services - - Investment Banking Institute ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser ( Personal Advice) - - Mentor Education
 Tammy Anne Strong 2003 2017 - Diploma of Financial Planning - - International Institute of Technology ~ 2018 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Aged Care - Other - Kaplan
 Thomas Alexander Wade 2016 2015 - Diploma of Financial Planning - - Kaplan
 Travis Lecornu 2000 2002 - Diploma of Financial Advising - - Securities Institute of Australia
 William Charles Powis 2021 2016 - Certificate 3 in Financial Services - Certificate (AQF 1-4) - New South Wales Technical & Further Education Commission Australia ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - SuperConcepts & ICFS Specialist SMSF Course - Other - SuperConcepts
 Yun Sun 2011 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2015 - Self-Managed Superannuation Funds - - Pinnacle Financial Services Academy ~ 2015 - Self-Managed Superannuation Funds - Other - Pinnacle Financial Services Academy ~ 2017 - CFP Certification Program - - FPA ~ 2017 - CFP Certification Program - Other - FPA ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan