Australian Mortgage And Financial Advisers Pty ltd

AFS License Number
389206
Name
Australian Mortgage And Financial Advisers Pty ltd
ABN/ACN/ARBN
26088464939
Licensee issued
Oct. 30, 2013
Address
Pullenvale, 4069, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Farrell 2014 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Finance) - Queensland University of Technology (QUT) ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd
 Adam Lee Thomas O'connor 2017 Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Business (Accounting) - University of Southern Queensland
 Bruce Jason Smith 2012 Diploma of Financial Services (Financial Planning) - RG 146 Training Australia
 Bruce William Ibbotson 2008 Certificate IV Financial Services (Finance/Mortgage Broking) - Finance & Related Services Training Academy (FARSTA) ~ Diploma of Finance and Mortgage Broking Management - Finance & Related Services Training Academy (FARSTA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Christopher Murray Robertson 2018 Bachelor of Business (Financial Planning) - University of the Sunshine Coast ~ Cert IV in Finance (Mortgage Broking) - Intellitrain
 Corey Jay Stamp 2017 Diploma of Financial Planning - Monarch Institute ~ Ethics & Professionalism in Financial Advice - Kaplan
 Danielle Coventry 2003 Advanced Diploma of Financial Planning (Financial Services) - Kaplan ~ Diploma of Financial Planning (Financial Services) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Super Fund (SMSF) - Kaplan
 Gary Wayne Larner 1985 Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Gihan Ramesh Anthony 2014 Advanced Diploma of Financial Services - Mentor Education ~ Diploma of Financial Services - International Institute of Technology ~ Master of Business Administration - University of Southern Queensland ~ Post Graduate Diploma in Marketing - The Chartered Institute of Marketing ~ Self Managed Superannuation Funds - Mentor Education
 Hanwedige Muditha Peiris 2009 Diploma of Financial Planning FNS50804 - International Institute of Technology
 John Grohovaz 2012 Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Services (Financial Planning) - Investment Banking Institute
 Karen Jane Thompson 2005 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional
 Keith Desmond Marshall 2005 Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Intellitrain ~ Diploma of Financial Services (Financial Planning) - Mentor Eductation
 Kelly Ann Roche 2011 Bachelor of Economics - University of London ~ Graduate Diploma of Financial Planning - Securities Institute
 Kenneth John Filbey 1991 DFP 2 & 4 - FPA ~ Diploma of Financial Planning - PS146 Training Australia ~ Entry level Competencies for financial services professional - Integratec ~ Investment Planning 1 - Integratec ~ Taxation Planning - Mentor RG 146
 Louise Elaine Agnew 2008 Advanced Diploma of Financial Services - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services - Mentoe ~ Superconcepts & ICFS Specialist SMSF course - The University of Adelaide
 Magdalene Drossos 2018 Australian Taxation Law for Tax Agents - International Institute of Technology ~ Diploma of Financial Services(Financial Planning) - International Institute of Technology ~ RG146 Tier 1 Specialist Self Managed Superannuation Funds Course - International Institute of Technology ~ Specialist Knowledge in Foreign Exchange - International Institute of Technology
 Matthew Prentice 2012 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Margin Lending - Kaplan Professional
 Michael Antoni O Connor 2018 Diploma of Financial Planning - Kaplan
 Michael Gregory Ord 2002 Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Self Managed Super Funds (ANZ Workshop) - Kaplan
 Paul John Farrelly 2005 Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Arts (Social Sciences) - Monash University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Financial Essentials
 Pei-chun Helen Lee 2017 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Business Administration - Central Queensland University ~ Master of Information Systems - Central Queensland University
 Richard Michael Hill 2001 Certificate in Applied Self Managed Super Fund Advice - TOWER Trust ~ Introduction to Financial Planning - FPA ~ Investment Planning 2 and Estate Planning - Tribeca ~ Risk Management and Insurance Planning and Investment Planning 1 - FPA ~ Superannuation and Retirement Planning - Integratec
 Robert John Schiliro 2004 Diploma of Financial Planning DFP 1 - 5 - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan
 Stevin Carvalho 2008 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Financial Accounting and Auditing) - University of Mumbai (India) ~ Diploma of Financial Services - Investment Banking Institute ~ Self Managed Superannuation Fund Adviser ( Personal Advice) - Mentor Education
 Tammy Anne Strong 2003 Advanced Diploma of Financial Planning - International Institute of Technology ~ Aged Care - Kaplan ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan
 Thomas Alexander Wade 2016 Diploma of Financial Planning - Kaplan
 Travis Lecornu 2000 Diploma of Financial Advising - Securities Institute of Australia
 William Charles Powis 2021 Bachelor of Commerce - Griffith University ~ Certificate 3 in Financial Services - New South Wales Technical & Further Education Commission Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SuperConcepts & ICFS Specialist SMSF Course - SuperConcepts
 Yun Sun 2011 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ CFP Certification Program - FPA ~ CFP Certification Program - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Self-Managed Superannuation Funds - Pinnacle Financial Services Academy ~ Self-Managed Superannuation Funds - Pinnacle Financial Services Academy