This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products including:
investment life insurance products; and
life risk insurance products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products including:
investment life insurance products; and
life risk insurance products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Chris Wlodarczyk | 2012 | Bachelor of Finance - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Daniel Musumeci | 2004 | Advanced Diploma Financial Services - TAFE ~ Advanced Diploma of Accounting - TAFE ~ Graduate Diploma of Financial Planning - KAPLAN |
| Philip Hatherly | 2008 | Diploma of Financial Services - KAPLAN ~ Graduate Diploma of Financial Planning - Kaplan ~ RG146 - KAPLAN |
| Richard Dawson | 2018 | B. Commerce (Finance) - University of Newcastle ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan |
| Robert Bruce Vitnell | 2006 | Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Services - Tribeca |
| Sam Leon Jack Brennan | 2018 | B. Business (International Business, Management) - University of Newcastle ~ B. Commerce (Finance) - University of Newcastle ~ Diploma of Financial Planning - Mentor Education |