This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Jordan Prentice | 2023 | Bachelor of Economics and Arts - University of Sydney ~ FASEA Exam - FASEA ~ Masters of Applied Finance - Charles Sturt University |
| Brett Anthony Evans | 2001 | Bachelor of Commerce - Bond University ~ FASEA Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan Australia ~ Professional Diploma of Stockbroking - Deakin University |
| James Ridley | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce - Griffith University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ FASEA Exam - FASEA |
| Martin Jack | 2023 | Bachelor of Commerce - Griffith University ~ FASEA Exam - FASEA |
| Mitchell Kelsey | 2018 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Kaplan ~ FASEA Exam - FASEA |