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Ascent Financial Strategies Pty. Limited

AFS License Number
238770
Name
Ascent Financial Strategies Pty. Limited
ABN/ACN/ARBN
19078467893
Licensee issued
Feb. 1, 2004
Address
Narraweena, 2099, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives limited to:
old law securities options contracts and warrants; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alan Mccredie1986Certified Financial Planner - FPA ~ Chartered Financial Analyst - CFA Institute ~ Diploma of Financial Planning - IAFP & Deakin University ~ Master of Commerce - Financial Planning - University of Western Sydney
 Pragasen Pillay1997Bachelor of Commerce - University fo South Africa ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA & Deakin University ~ FPA Life Risk Specialist Program - FPA ~ Graduate Certificate in Insurance Risk Management - Deakin University