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Arrow Financial Group Pty ltd

AFS License Number
536745
Name
Arrow Financial Group Pty ltd
ABN/ACN/ARBN
138545696
Licensee issued
June 30, 2022
Address
Ivanhoe East, 3079, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Judy Ann Schmidt2002Bachelor of Business - Victoria College ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast (USC)
 Kreston Dane Leggett2018Diploma of Financial Planning - Kaplan
 Mathew James Ashton2004Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner - Financial Planning Association ~ Charted Financial Analyst - CFA Institute ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca
 Peter Wayne Leggett1983Bachelor of Business - Royal Melbourne Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia (FPA) ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Financial Planning - University of Sunshine Coast
 Simon John Lewis2007Bachelor of Commerce - University of Melbourne ~ Graduate Diploma in Financial Planning - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional