This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Carla Cosgrove | 2001 | 2010 - Diploma of Financial Planning - - Deakin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - CFP designation - Graduate Diploma (AQF 8) - FAAA ~ 2023 - SMSF Accreditation - Bachelor Honours Degree (AQF 8) - SMSF ~ 2024 - Kaplan - Masters Degree (AQF 9) - Master of Financial Planning |
| Jane Alexandra Hanly | 2011 | 1993 - Bachelor of Business - - University of Southern Queensland ~ 1997 - Professional Year - - Institute of Chartered Accountants ~ 2013 - Graduate Diploma of Financial Planning - - Kaplan ~ 2015 - SMSF Specialist Advisor - - SMSF Association ~ 2017 - Certified Financial Planner - - Kaplan |