This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony David Virtue | 1990 | 2000 - Master of Applied Finance - - Macquarie University ~ 2001 - Bachelor of Business (Financial Planning with Distinction) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2009 - Doctor of Business Administration - - University of Southern Queensland ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionalism ~ 2019 - Financial Adviser Exam - Other - ACER |
| Catherine Navarro | 2003 | 1996 - Bachelor of Commerce - - Bond University ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2018 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2020 - FASEA Financial Adviser Exam - Other - ACER |
| Fiona Lee Goodland | 2014 | 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2020 - Financial Adviser Exam - Other - ACER ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Mitchell Macarthur Bradshaw | 2014 | 2002 - Bachelor of Economics - - Macquarie University Sydney ~ 2014 - FNS40811 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education ~ 2014 - FNS50611 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Master of Applied Finance - - Macquarie University Sydney ~ 2019 - Self Managed Super Funds - - Kaplan |
| Paul Stefan Mann | 2000 | 2002 - Foundation Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2015 - Certificate IV in Finance and Mortgage Broking - - Finance & Related Services Training Academy (FARSTA) ~ 2020 - Financial Advisers Exam - Other - ACER |
| Priya Suresh Bakare | 2016 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Commercial Law Course - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |