This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony David Virtue | 1990 | Bachelor of Business (Financial Planning with Distinction) - Royal Melbourne Institute of Technology ~ Doctor of Business Administration - University of Southern Queensland ~ Ethics & Professionalism in Financial Advice - Kaplan Professionalism ~ Financial Adviser Exam - ACER ~ Master of Applied Finance - Macquarie University |
| Catherine Navarro | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Commerce - Bond University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ FASEA Financial Adviser Exam - ACER |
| Fiona Lee Goodland | 2014 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Financial Adviser Exam - ACER ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Paul Stefan Mann | 2000 | Certificate IV in Finance and Mortgage Broking - Finance & Related Services Training Academy (FARSTA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Financial Advisers Exam - ACER ~ Foundation Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |