This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives; and
foreign exchange contracts; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
derivatives; and
foreign exchange contracts;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Robert Mighall | 2005 | 1989 - Bachelor of Business (Agriculture) - - Curtin University ~ 1997 - Graduate Diploma of Business (Professional Accounting) - - Edith Cowan University ~ 2004 - Statement of Attainment: Derivatives - - Securities Institute ~ 2005 - Statement of Attainment: Foreign Exchange - - Securities Institute ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nic Simon Mcgregor | 2013 | 2005 - Bachelor of Agribusiness (Farm Management) - - Curtin University ~ 2012 - Specialist Kowledge: Foreign Exchange - - Kaplan ~ 2012 - Statement of Attainment: Derivatives - - Kaplan |
| Shane Justin Sander | 2004 | 1995 - Bachelor of Business (Agriculture) - - Curtin University ~ 2000 - Agricultural Commodity Price Risk Management Course - - Monash University ~ 2000 - Registered Representative Exam - - Sydney Futures Exchange ~ 2008 - Understanding Grain Markets I - - Curtin University/NACMA/DAFWA |