This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Malins | 2011 | 1990 - Bachelor of Arts (Accounting) - - University of Canberra ~ 1992 - Chartered Accountant - Professional Designations - Chartered Accountants Australia New Zealand ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly FINSIA) |
| Brett Robert Cederblad | 2000 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Ralph William Woods | 2005 | 2012 - Diploma Financial Services - - AAMC Training Group ~ 2013 - SMSF - - AAMC Training Group ~ 2015 - 928 Margin Lending Knowledge & Skills - - Kaplan ~ 2016 - Advanced Diploma Financial Planning - - AAMC Training Group ~ 2019 - FChFP - Graduate Certificate (AQF 8) - AFA |