This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Michael Seton | 2024 | Masters of Financial Planning - Kaplan Professional |
| Berin Andrew Delforce | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ MAA769 Ethics for Financial Services - Deakin University ~ MLC714 Financial Advice Regulation - Deakin University ~ Master of Business Administration - Macquarie University |
| Jacinta Martin | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Finance) - Charles Sturt University (CSU) ~ Certificate IV in Finance and Mortgage Broking - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Joseph Farouk Meawad | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - Charles Sturt University (CSU) ~ Certificate IV in Finance and Mortgage Broking - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Master of Applied Finance - Macquarie University |
| Steven Hastie | 2014 | Bachelor Commerce (Finance) - Griffith University ~ Bachelor of Business (Real Estate & Property Development) - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50611 - Monarch Institute ~ RG146 Margin Lending - Monarch Institute |