Advice Evolution Pty ltd

AFS License Number
342880
Name
Advice Evolution Pty ltd
ABN/ACN/ARBN
66137858023
Licensee issued
Jan. 18, 2010
Address
Mona Vale, 2103, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Abdul Ikraan 1992 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - DFP 1 - 4 - Financial Planning Association ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Association: SMSF Specialist Advisor Designation - SMSF Association
 Adam Paul French 2001 Bachelor of Commerce (Accounting & Marketing) - University of Tasmania ~ Diploma of Financial Advising - FINSIA ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services
 Andrew Charles Dunbar Collis 1998 Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Andrew James George 1999 Bachelor of Business - Swinburne University of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Applied Financie - Kaplan Professional ~ Margin Lending - Kaplan Professional
 Andrew James Goggin 2008 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Graduate Diploma of Applied Finance and Investment (Investment Management Stream) - FINSIA ~ Master of Applied Finance - Kaplan Professional
 Andrew John Julius 2015 Bachelor of Business - University of Technology Sydney (UTS) ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Graduate Diploma in Applied Finance - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute ~ Master of Applied Finance - Kaplan Professional
 Andrew Scott Townsend 1999 Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending - MLC
 Andrew Zane Cox 2008 Bachelor of Applied Science (Rural Technology) - University of Queensland ~ DFS(FP) - Securities and Derivatives - GWM Adviser Services/Three Sixty ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Business Administration - James Cook University
 Anirudha Maiti 2012 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Honours) - University of Calcutta ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional
 Anthony Charles Stedman 1991 CFP - Financial Planning Association ~ Margin Lending and Gearing - Kaplan ~ SMSF Specialist Advicer - Self Managed Super Fund Association
 Anthony John Macerola 1989 Approved Gearing - Financial Planning Association ~ Certificat course on Investment and Personal Financial Planning - Investment Training College ~ Certificate IV In financial Services - The Natioal Finance Institute ~ Risk Competency - Financial Wisdom ~ Small Super Funds - Financial Planning Association
 Anthony Philip Roe 2003 Advanced Diploma of Accounting - TAFE Higher Education South Australia ~ Bachelor of Arts - Flinders University ~ Diploma in Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Property Services (Agency Management) - TAFE Higher Education South Australia ~ Graduate Diploma of Financial Planning - Kaplan
 Ashley Montesin 2011 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Applied Finance) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Athanasios Papoulias 2006 Bachelor Of Commerce - University Of Queensland ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Bradley Wayne Smith 1991 Diploma Of Financial Planning - FPA
 Bruce Gilbert 1991 Diploma of Financial Planning - Deakin University / Financial Planning Association
 Corey Thomas Kovac 2024 Bachelor of Business in Financial Planning - University of South Australia ~ Diploma of Accounting - TAFESA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Craig Allen Coates 1989 Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Gary Donald Shannon 1989 Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending & Geared Investments - Kaplan Professional
 Gary Sandtner 1992 Certificate in Financial Markets - Securities Institute/Finsia ~ Diploma of Financial Planning - Financial Planning Association
 Geoffrey John Sprott 2000 Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Grant David Simpson 1985 Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Griffith University ~ SMSF - Centre For Adviser development
 Gretel Alexandra Chiswell 2018 Diploma of Financial Planning - Kaplan Professional ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Gus William Eric Flack 2009 Bachelor of Commerce - Applied Finance (Financial Planning) - University of Wollongong
 Hock Jeen Liaw 2015 Advanced Diploma of Financial Planning - KAPLAN ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Canberra ~ Bachelor of Commerce - University of Canberra ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning - KAPLAN ~ Diploma of Financial Planning - Kaplan ~ Life Risk Specialist (LRS) - FPA
 Hugo Jonathan Berkeley Sampson 2007 Bachelor of Business - Royal Melbourne Institute of Technology ~ Diploma of Financial Services - Mentor Education
 Ioannis Vaitsas 2000 Bachelor of Business (Accountancy) - Queensland University of Technology ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Business Administration (Management) - Queensland University of Technology ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd
 Jason John Burnell 2006 Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Master of Commerce (Financial Planning) - University of Western Sydney
 Jinwei Zuo 2015 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education Pty Ltd ~ Master of Management (Enterprise Management) - Peking University (China) ~ Name of Course ADFS(FP): Taxation - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
 John BU 2005 ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Bachelor of Business (Accounting) - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Financial Planning - RMIT University
 John Francis Saunders 1990 Advanced Diploma - Applied Finance and Investment - Finsia ~ Diploma - Financial Planning - Deakin University
 Jonathan Leigh Dunne 2004 Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Justin Sean Daines 2000 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca)
 Karthik Ganapathy Sivashanmugham 2014 Certified Financial Planner - Financial Planning Association ~ Diploma - Financial Planning - ThreeSixty ~ Masters Degree - Business - Victoria University
 Kristy Louise Macdonald 2002 Advance Diploma of Financial Services - FPA ~ CFP - FPA ~ ICFS Specialist SMSF - Cavendish-Uni of Adelaide
 Luke Muir 2013 Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Mark Ronald Harborne 1994 Diploma of Financial Planning - DFP 1 - 4 - FPA / Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Matthew Carswell 2009 Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Matthew Hilditch 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Matthew James Myers 2017 Bachelor of Business (Management) - University of the Sunshine Coast ~ Diploma of Financial Planning - Kaplan Professional
 Matthew Peter Meehan 1996 Bachelor of Financial Administration - University of New England, Armidale ~ Certified Financial Planner - Deakin University ~ Graduate Certificate in Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 Moiz Mandani 2016 Bachelor of Commerce (Accounting and Finance) - Swinburne University of TechNology ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ RG146 Margin Lending - Kaplan Australia ~ RG146 Securities & Managed Investments - Kaplan Australia
 Nathan Huntley 0 Graduate Diploma of Financial Planning - Deakin University
 Nathan Scott Ide 2016 Bachelor of Commerce - The University of Sydney ~ Master of Business Administration - The University of Sydney
 Neale Gordon Forbes 2004 Diploma of Financial Planning - FPA-Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Neil Mistry 0 Graduate Diploma of Financial Planning - Deakin University
 Peter Bruce Wilson 1994 Certified Financial Planner - Financial Planning Association of Australia ~ diploma Of Financial Planning - Financial Planning Association
 Peter Prvulj 1984 Certified Financial Planner - Financial Planning association
 Phillip Mcgann 2004 Bachelor of Business (Finance) - Southern Cross University ~ Bachelor of Business (Finance) Honours - Southern Cross University ~ Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance & Invesments - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Rachel Lauren Hubbard 0 Graduate Diploma of Financial Planning - Kaplan Higher Education
 Rebecca Jean Josephine Parkes 2018 Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Reegan Ada Sarah Ann Wass 2018 Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional
 Richard Kenneth Rayment 1992 Bachelor of Economics - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca)
 Richard Michael Elmes 2017 Industry Standard Education - RG146 specialist knowledge - Griffith University ~ Master of Financial Planning - Griffith University
 Rikarli-ane Rayment 2018 Bachelor of Business and Commerce - University of Southern Queensland ~ DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Robert Groznik 1994 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Accounting - TAFE - Wollongong ~ Diploma of Financial Planning - DFP 1 - 4 - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional
 Roger William Ward 1983 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - DFP 1-4 - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Ross Glen Fountain 2011 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Applied Science - Queensland University Technology (QUT) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Samuel Luke Fletcher 2007 Graduate Diploma Of Financial Planning - Finsia
 Sharon Taggart 2018 DFP5v4 Tax for Financial Advising - Kaplan ~ Diploma in financial planning - Kaplan ~ Insurance and Risk Protection - Kaplan ~ Superannuation and Retirement Planning - Kaplan
 Stephen Noel Blackhall 1996 Diploma of Financial Planning - KAPLAN ~ Diploma of Superannuation Management - Association of Superannuation Funds Australia ~ Insurance and Life Skills - KAPLAN ~ SMSF Specialist Accreditation Program - SMSF Association ~ TASA and the TPB Code of Professional Conduct - KAPLAN
 Stuart James Roe 2004 Advanced Diploma of Financial Services (Financia - Tribeca (Kaplan Professional) ~ Diploma of Financial Services (Financial Plannin - Tribeca (Kaplan Professional) ~ Fellow, Chartered Financial Practitioner - Association Financial Advisers ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Stuart Skidmore 2008 Advanced Diploma Financial Planning FNS60410 - Mentor Education ~ Bachelor Business (Economics & Finance) - RMIT ~ Certified Financial Planner - Financial Planning Association ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education ~ Margin Lending & Geared Investments - Kaplan Professional
 Susan Marie Rio 1987 Diploma of Business Studies Accounting - Victoria University (Footscray TAFE) ~ Diploma of Financial Planning - Deakin University ~ Masters of Financial Planning - RMIT
 Thomas Skidmore 2007 Advanced Diploma Financial Planning - Mentor ~ Diploma - Business - RMIT ~ Diploma - Financial Planning - Mentor Training ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers
 Tiana O'dea 0 Graduate Diploma of financial planning - Kaplan institute
 Timothy Lindsay 1994 Diploma of Financial Planning - Financial Planning Association
 Tommy Laskaris 1997 ALPA - Kaplan ~ Bachelor of Business Banking and Finance - Queensland Univeristy of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan
 Tony Cicchinelli 1984 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - DFP 1 - 4 - Kaplan Professional (formerly Integratec)
 Troy Wilkinson 2007 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional