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Advice Evolution Pty ltd

AFS License Number
342880
Name
Advice Evolution Pty ltd
ABN/ACN/ARBN
66137858023
Licensee issued
Jan. 18, 2010
Address
Mona Vale, 2103, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Abdul Ikraan1992Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - DFP 1 - 4 - Financial Planning Association ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Association: SMSF Specialist Advisor Designation - SMSF Association
 Adam Watts2004Bachelor of Commerce - Monash University ~ Graduate Diploma of Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute
 Adriana Leung1997Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan (formerly Tribeca) ~ Certificate IV in Financial Services - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Amanda Montesin2010Bachelor of Business & Commerce - Western Sydney University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Andrew Charles Dunbar Collis1998Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Andrew James Goggin2008Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Graduate Diploma of Applied Finance and Investment (Investment Management Stream) - FINSIA ~ Master of Applied Finance - Kaplan Professional
 Andrew Zane Cox2008Bachelor of Applied Science (Rural Technology) - University of Queensland ~ DFS(FP) - Securities and Derivatives - GWM Adviser Services/Three Sixty ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Business Administration - James Cook University
 Anirudha Maiti2012Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Honours) - University of Calcutta ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional
 Anthony Charles Stedman1991CFP - Financial Planning Association ~ Margin Lending and Gearing - Kaplan ~ SMSF Specialist Advicer - Self Managed Super Fund Association
 Anthony John Macerola1989Approved Gearing - Financial Planning Association ~ Certificat course on Investment and Personal Financial Planning - Investment Training College ~ Certificate IV In financial Services - The Natioal Finance Institute ~ Risk Competency - Financial Wisdom ~ Small Super Funds - Financial Planning Association
 Anthony Philip Roe2003Advanced Diploma of Accounting - TAFE Higher Education South Australia ~ Bachelor of Arts - Flinders University ~ Diploma in Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Property Services (Agency Management) - TAFE Higher Education South Australia ~ Graduate Diploma of Financial Planning - Kaplan
 Ashley Montesin2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Applied Finance) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Bradley Wayne Smith1991Diploma Of Financial Planning - FPA
 Brett John Schreiber1994Bachelor of Commerce - University of Queensland ~ CFPB The Process of Financial Planning - Financial Planning Association ~ Master of Taxation Law - University of New South Wales
 Bruce Gilbert1991Diploma of Financial Planning - Deakin University / Financial Planning Association
 Cesare Verna1997Diploma of Financial Services - Financial Planning Association
 Craig Allen Coates1989Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 David Bruce Pain1991Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Gary Sandtner1992Certificate in Financial Markets - Securities Institute/Finsia ~ Diploma of Financial Planning - Financial Planning Association
 Geoffrey John Sprott2000Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Grant David Simpson1985Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Griffith University ~ SMSF - Centre For Adviser development
 Hank Van Gasselt1981Estate Planning - FPA Melbourne ~ Introduction to Financial Planning - FPA Melbourne ~ Retirement Planning & Investment Planning-Fundamentals - FPA Melbourne ~ Risk Manangement & Insurance Planning - FPA Melbourne
 Hugo Jonathan Berkeley Sampson2007Bachelor of Business - Royal Melbourne Institute of Technology ~ Diploma of Financial Services - Mentor Education
 Jason John Burnell2006Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Master of Commerce (Financial Planning) - University of Western Sydney
 Jinwei Zuo2015Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education Pty Ltd ~ Master of Management (Enterprise Management) - Peking University (China) ~ Name of Course ADFS(FP): Taxation - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
 Jodie Marie Marquardt2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Financial Planning - CQ University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 John BU2005ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Bachelor of Business (Accounting) - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Financial Planning - RMIT University
 John Francis Saunders1990Advanced Diploma - Applied Finance and Investment - Finsia ~ Diploma - Financial Planning - Deakin University
 Jonathan Leigh Dunne2004Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Justin Sean Daines2000Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca)
 Kelly Menzies2016Graduate Diploma of Financial Planning - FINSIA Education (Kaplan Professional)
 Kristy Louise Macdonald2002Advance Diploma of Financial Services - FPA ~ CFP - FPA ~ ICFS Specialist SMSF - Cavendish-Uni of Adelaide
 Luciano DI Prinzio1983Diploma of Financial Planning - Financial Planning Assocation of Australia
 Luke Muir2013Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Mark Ronald Harborne1994Diploma of Financial Planning - DFP 1 - 4 - FPA / Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Martin Christopher Hastings1994DFP 1-4 - Integratec (Kaplan Professional) ~ Margin Lending - Kaplan Professional
 Michael Charles Hall1985Diploma of Financial Planning - Financial Planning Assocation of Australia
 Michael Charles Spratt2008Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Mort Wagner1984Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Nathan Scott Ide2016Bachelor of Commerce - The University of Sydney ~ Master of Business Administration - The University of Sydney
 Nicole L Christie2015Bachelor of Business - RMIT ~ Diploma in Financial Planning - IIT ~ Ethics and Professionalism FPCOO2B - Kaplan ~ Graduate Diploma in Applied Finance and Investment Provider - FINSIA ~ Self Managed Superannuation Funds - Kaplan
 Noel Henry Bamford1971Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC ~ Certified Financial Planner - FPA ~ Margin Lending - Kaplan
 Paul Tynan1991Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Self Managed Super Funds Specialist - SMSF Professional's Association of Australia (SPAA) ~ Tax (Financial) Adviser - Tax Practitioners Board
 Peter Bruce Wilson1994Certified Financial Planner - Financial Planning Association of Australia ~ diploma Of Financial Planning - Financial Planning Association
 Peter Michael Anderson1991Bachelor of Accounting - University of South Australia ~ Diploma of Financial Planning - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Peter Prvulj1984Certified Financial Planner - Financial Planning association
 Reegan Ada Sarah Ann Wass2018Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional
 Richard Kenneth Rayment1992Bachelor of Economics - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca)
 Richard Michael Elmes2017Industry Standard Education - RG146 specialist knowledge - Griffith University ~ Master of Financial Planning - Griffith University
 Rikarli-ane Rayment2018Bachelor of Business and Commerce - University of Southern Queensland ~ DFP: Securities and Managed Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Robert Groznik1994Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Accounting - TAFE - Wollongong ~ Diploma of Financial Planning - DFP 1 - 4 - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional
 Roger William Ward1983Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - DFP 1-4 - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Ross Glen Fountain2011Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Applied Science - Queensland University Technology (QUT) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Rudolf Ernest Kristiani1994Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Sharon Taggart2018DFP5v4 Tax for Financial Advising - Kaplan ~ Diploma in financial planning - Kaplan ~ Insurance and Risk Protection - Kaplan ~ Superannuation and Retirement Planning - Kaplan
 Steven Noel Lippiatt2000Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Stuart James Roe2004Advanced Diploma of Financial Services (Financia - Tribeca (Kaplan Professional) ~ Diploma of Financial Services (Financial Plannin - Tribeca (Kaplan Professional) ~ Fellow, Chartered Financial Practitioner - Association Financial Advisers
 Stuart Skidmore2008Advanced Diploma Financial Planning FNS60410 - Mentor Education ~ Bachelor Business (Economics & Finance) - RMIT ~ Certified Financial Planner - Financial Planning Association ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education ~ Margin Lending & Geared Investments - Kaplan Professional
 Surender Reddy Vanguru2002Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Osmania University ~ Diploma of Financial Services - Commonwealth Bank
 Terry Barron1987CFP - FPA ~ Diploma of Financial Planning - FPA ~ ICFS Specialist for SMSF - Cavendish - University of Adelaide
 Thomas James Curtis2013Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Corporate Finance) - University of Adelaide ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan Professional
 Thomas Skidmore2007Advanced Diploma Financial Planning - Mentor ~ Diploma - Business - RMIT ~ Diploma - Financial Planning - Mentor Training ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers
 Timothy Lindsay1994Diploma of Financial Planning - Financial Planning Association
 Tony Cicchinelli1984Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - DFP 1 - 4 - Kaplan Professional (formerly Integratec)
 Wayne Groznik2014Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education / RG146