This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Clifford Jack Baker | 2014 | 2013 - Diploma of Financial Planning - - monarch Institute ~ 2014 - Advance Diploma of Financial Planning - - Monarch Institute ~ 2015 - Bachelor of Business (Finance) - - Swinburne University ~ 2015 - SMSF Specialist Advisor - - Self Managed Super Fund Association ~ 2017 - Certified Financial Planner - - Financial Planning Association |
| Hannah Maree Murray | 0 | 2023 - Bachelor of Business (Management and Financial Planning) with Distinction - Bachelor Degree (AQF 7) - Central Queensland University ~ 2024 - SMSF Specialist Advisor (SSA) - Other - SMSF Association |
| Jane Christine Selleck | 0 | 2016 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2018 - SMSF Specialist Advisor (SSA) - Professional Designations - Self Managed Super Fund Association ~ 2021 - CA Program - Professional Designations - CA ANZ ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kelwyn Francis Sippel | 2007 | 1990 - Bachelor of Education - - Queensland University of Queensland ~ 2006 - Post Graduate Diploma in Personal Financial Planning - Graduate Diploma (AQF 8) - University of Southern Queensland ~ 2014 - Certified Financial Planner - - Deakin University/FPA |
| Sarah Kaye Pratten | 2013 | 2012 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Certified Financial Planner - - Financial Planning Association ~ 2018 - SMSF Specialist Advisor (SSA) - - Self Managed Super Fund Association |