This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Clifford Jack Baker | 2014 | Advance Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business (Finance) - Swinburne University ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - monarch Institute ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Jane Christine Selleck | 0 | Bachelor of Commerce (Accounting and Finance) - Edith Cowan University ~ CA Program - CA ANZ ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Specialist Advisor (SSA) - Self Managed Super Fund Association |
| Kelwyn Francis Sippel | 2007 | Bachelor of Education - Queensland University of Queensland ~ Certified Financial Planner - Deakin University/FPA ~ Post Graduate Diploma in Personal Financial Planning - University of Southern Queensland |
| Sarah Kaye Pratten | 2013 | Bachelor of Commerce (Accounting and Financial Planning) - Griffith University ~ Certified Financial Planner - Financial Planning Association ~ SMSF Specialist Advisor (SSA) - Self Managed Super Fund Association |