This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Mark Matejczuk | 2017 | 2015 - Bachelor of Financial Advising - - University of Western Sydney ~ 2018 - Provide advice in margin lending - Other - Monarch Institute ~ 2018 - Provide advice in self-managed superannuation funds - Other - Monarch Institute |
| Mark Raymond | 2005 | 1996 - Master of Business Administration (MBA) - - Witwatersrand University (South Africa) ~ 2005 - Diploma of Financial Services (Financial Planning) - - CCH Learning Pty Ltd ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd |
| Peter Sheldon | 1990 | 1979 - Bachelor of Commerce (Accounting, Finance and Systems) - - University of New South Wales |