This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Paul Cohen | 2013 | Bachelor of Financial Advising - University of Western Sydney ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Gillian Witham | 2017 | Aged Care Professional - Aged Care Steps ~ Graduate Diploma in Finance - Charles Sturt University ~ Master of Applied Finance (Financial Planning) - Charles Sturt ~ Securities and Managed Funds - Kaplan |
| Jason Petersen | 2005 | BA Hons Management & Information Systems - UNSW ~ Certified Financial Planner - Financial Planning Association ~ Estate Planning - UTS ~ Grad Dipl Financial Planning - Securities Institute Australia ~ Self Managed Super Funds - Kaplan |
| Rodney Gardner | 1998 | Bachelor Degree - Business (Distinction) - University of Technology Sydney ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma - Financial Planning - Securities Institute ~ Tax (Financial) Adviser - TPB |