This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew David Marsh | 2014 | 2009 - Bachelor of Commerce - - University of South Australia ~ 2010 - Graduate Diploma of Chartered Accountancy - - Institute of Chartered Accountant (Australia & New Zealand) ~ 2013 - Chartered Tax Advisor - - Tax Institute of Australia ~ 2013 - Graduate Diploma in Financial Planning - - Kaplan Professional ~ 2014 - Certificate of Public Practice - - Institute of Chartered Accountant (Australia & New Zealand) |
| Dale Kirk | 2016 | 2012 - Diploma of Accounting - - Tafe SA ~ 2014 - Bachelor of Commerce - Corporate Finance - - The University of Adelaide ~ 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniela Katrina Gibbon | 2015 | 2005 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2011 - Master of Applied Finance - - KAPLAN ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Temme | 2005 | 1992 - Bachelor of Economics - - The Flinders University of South Australia ~ 2004 - Graduate Diploma in Applied Finance and Investments - - Securities Institute ~ 2020 - Ethics & professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Greg Christopher Rundle | 2000 | 1999 - Certificate of Public Practice - - Institute of Chartered Accountant (Australia & New Zealand) ~ 2002 - Certified Financial Planner (CFP) - - Financial Planning Association ~ 2004 - Graduate Diploma of Applied Finance & Investment - - Securities Institute ~ 2015 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2020 - Financial Adviser Exam - Bridging Course - Ethics - FASEA |
| Ian Maloney | 2010 | 2008 - Bachelor Economics - - University of Adelaide ~ 2009 - Diploma Financial Planning - - Kaplan |
| Marjana Palfy | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Megan Louise Henderson | 2009 | 1997 - Economics Degree - - University of Adelaide ~ 2009 - Certificate in Financial Planning - - FinSia ~ 2016 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michelle Nicole Secomb | 2007 | 2002 - Bachelor of Commerce - - The University of South Australia ~ 2006 - Graduate Diploma in Financial Planning - - Financial Services Institute of Australasia ~ 2007 - CPA - - CPA Australia ~ 2014 - Certificate IV in Mortgage Broking - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shuang Chen | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2025 - Financial Adviser Exam - Other - ASIC |
| Stephanie Brackman | 2000 | 2005 - Certificate IV in Financial Service - - ThreeSixty ~ 2005 - Diploma in Financial Planning - - ThreeSixty ~ 2006 - Advanced Diploma in Financial Planning (ADFS) - - ThreeSixty ~ 2011 - Certified Financial Planner (CFP) - - Financial Planning Association |
| William Patrick Starkey | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |