This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew David Marsh | 2014 | Bachelor of Commerce - University of South Australia ~ Certificate of Public Practice - Institute of Chartered Accountant (Australia & New Zealand) ~ Chartered Tax Advisor - Tax Institute of Australia ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Graduate Diploma of Chartered Accountancy - Institute of Chartered Accountant (Australia & New Zealand) |
| Dale Kirk | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Corporate Finance - The University of Adelaide ~ Diploma of Accounting - Tafe SA ~ Diploma of Financial Planning - Monarch Institute ~ Ethics & Professionalism in Financial Advice - Kaplan |
| Daniela Katrina Gibbon | 2015 | Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Master of Applied Finance - KAPLAN |
| David Temme | 2005 | Bachelor of Economics - The Flinders University of South Australia ~ Ethics & professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investments - Securities Institute |
| Greg Christopher Rundle | 2000 | Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Certificate of Public Practice - Institute of Chartered Accountant (Australia & New Zealand) ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Applied Finance & Investment - Securities Institute |
| Ian Maloney | 2010 | Bachelor Economics - University of Adelaide ~ Diploma Financial Planning - Kaplan |
| Marjana Palfy | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Megan Louise Henderson | 2009 | Certificate in Financial Planning - FinSia ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Economics Degree - University of Adelaide ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Michelle Nicole Secomb | 2007 | Bachelor of Commerce - The University of South Australia ~ CPA - CPA Australia ~ Certificate IV in Mortgage Broking - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Financial Services Institute of Australasia |
| Stephanie Brackman | 2000 | Advanced Diploma in Financial Planning (ADFS) - ThreeSixty ~ Certificate IV in Financial Service - ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Diploma in Financial Planning - ThreeSixty |
| William Patrick Starkey | 2023 | Graduate Diploma of Financial Planning - Kaplan Professional |