314 Financial Partnership Pty ltd

AFS License Number
501527
Name
314 Financial Partnership Pty ltd
ABN/ACN/ARBN
97603437225
Licensee issued
June 21, 2018
Address
Chatswood, 2067, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Christopher John Malicki 2006 Advanced Diploma - Financial Planning - Deakin University ~ Bachelor Degree - Management - Newcastle University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Planning - Deakin University
 Daniel Giacobbe 2018 Bachelors of Business & Commerce - Western Sydney University ~ Chartered Accountant - Chartered Accountant ~ Diploma in Financial Planning - Kaplan ~ Diploma of Finance and Mortgage Broking Management - AAMC Training Group ~ Registered Tax Agent - Tax Practitioners Board
 Jeanie Sinclair 1993 ASX Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Deakin University ~ Master of Commerce with Major in Financial Planning - University of Western Sydney
 Roy Todarello 1995 Bachelor of Civil Engineering - University of New South Wales ~ Diploma of Financial Planning - Deakin University ~ Master of Commerce with a major in Financial Planning - University of Western Sydney
 Terry Greetham 1980 Accounting Certificate - Granville College of Technical & Further Education ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Applied Finance and Investment - Kaplan (formerly Securities Institute Australia)
 Thi Nguyen 2008 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Financial Mathematics) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan