Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: March 24, 2024

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Records

Name Locality ID
Behringer, Christopher Neil Picton 448444
Dhillon, Harminder Picton 1307701
Hall, Kyla Picton 1303976
Hartley, Isabel Picton 1294859
Hodges, Aaron James Picton 224390
Homann, Stephen Picton 447065
Kumar, Shanaz Seema Picton 1295012
LM Asset Finance Pty Ltd Picton 1281205
Lillis, Mitchell John Picton 1281300
Lobendahn, Sade Picton 1306318
Nasmyth, Brendan Picton 1305870
O'brien, Amber Picton 1306323
Picton & District Community Enterprises Limited Picton 385823