Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: April 14, 2024

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Records

Name Locality ID
Gctc Pty Ltd Carrara 333037
Lucey, Holley Pia Carrara 417505
Lucey, Shane Kevin Carrara 436587
Maunder, Allen Carrara 434455
Millennium Wealth Advisory Pty Ltd Carrara 417506
Rafferty, Cornelius Carrara 236109
The Trustee For J & M Phelan Family Trust Carrara 444425