Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: April 21, 2024

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Records

Name Locality ID
Carter Financial Services Pty Ltd Ballina 421838
Carter, Tricia Ballina 421839
Cruz, James Jason Ballina 247506
David & Kathryn Ballingall Ballina 228806
Evolution Financial Planning Pty Ltd Ballina 287011
Grosser, David Neil Ballina 435774
Hansen, Kai Braendstrup Ballina 259279
Hardy, Craig Ballina 1004601
Isaac, Ephraim Nirdosh Ballina 296371
Miller, Anna Jean Ballina 1262783
Pinnacle Advice Pty Ltd Ballina 1258793
Senese, Leonardo Ballina 259302
Shellrift Pty. Limited Ballina 255918
Talbot, Dean Matthew Ballina 1235638
The Trustee For For The Henry Family Travel Trust Ballina 228144