Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: April 21, 2024

Browse by name

Browse by locality

Full-text search

Full-text search by name, locality or services

Records

Name Locality ID
Capitol Strata Management (brisbane) Pty Ltd Alderley 1282783
Greg Veivers & Associates Pty. Ltd. Alderley 264084
Impey, Susan Jane Alderley 330367
Joking Holdings Pty Ltd Alderley 1264211
King, Sandra Alderley 1264212
O'regan, Terence John Alderley 316876
Parham, Anthony Dean Alderley 406084
Prideaux Consulting Pty Ltd Alderley 263752
Prideaux, Kieran Gregory Alderley 263753
Sax, Harrison William Alderley 1260329
Tgv Custodian Pty Ltd Alderley 1302974
Tribe Global Ventures Pty Ltd Alderley 1302973