Smith, James

Name Smith, James
Status Current
AFS Representative Number 1006373
AFS Licence Number 245377
ABN
ACN
Other roles Financial Adviser
Address Barangaroo, 2000, NSW

Licenses

Status
Current
AFS Licence Number
245377
Start date
Nov. 15, 2022

Capabilities

  • Provide financial product advice
  • Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
  • Deal in a financial product/Issue, apply for, acquire, vary or dispose of a financial product
Status
Ceased
AFS Licence Number
460382
Start date
July 18, 2022
End date
Aug. 10, 2022

Capabilities

Status
Ceased
AFS Licence Number
344648
Start date
Sept. 10, 2020
End date
Nov. 14, 2022

Capabilities

Status
Current
AFS Licence Number
246638
Start date
July 1, 2020

Capabilities

  • Provide financial product advice
  • Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
Status
Ceased
AFS Licence Number
254544
Start date
Sept. 16, 2019
End date
June 30, 2020

Capabilities