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- Smith, James
Smith, James
| Name |
Smith, James |
| Status |
Current |
| AFS Representative Number |
1006373 |
| AFS Licence Number |
245377 |
| ABN |
– |
| ACN |
– |
| Other roles |
Financial Adviser |
| Address |
Barangaroo, 2000, NSW |
Licenses
- Status
- Current
- AFS Licence Number
- 245377
- Start date
- Nov. 15, 2022
Capabilities
- Provide financial product advice
- Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
- Deal in a financial product/Issue, apply for, acquire, vary or dispose of a financial product
- Status
- Ceased
- AFS Licence Number
- 460382
- Start date
- July 18, 2022
- End date
- Aug. 10, 2022
Capabilities
- Status
- Ceased
- AFS Licence Number
- 344648
- Start date
- Sept. 10, 2020
- End date
- Nov. 14, 2022
Capabilities
- Status
- Current
- AFS Licence Number
- 246638
- Start date
- July 1, 2020
Capabilities
- Provide financial product advice
- Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
- Status
- Ceased
- AFS Licence Number
- 254544
- Start date
- Sept. 16, 2019
- End date
- June 30, 2020
Capabilities