James, Stephen

Name James, Stephen
Status Current
AFS Representative Number 249025
AFS Licence Number 229892
ABN
ACN
Other roles Financial Adviser
Address Australia

Licenses

Status
Current
AFS Licence Number
229892
Start date
June 5, 2020

Capabilities

  • Provide financial product advice
  • Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
  • Deal in a financial product/Issue, apply for, acquire, vary or dispose of a financial product
Status
Ceased
AFS Licence Number
425542
Start date
Nov. 13, 2017
End date
June 4, 2020

Capabilities

Status
Ceased
AFS Licence Number
345905
Start date
Nov. 2, 2015
End date
Nov. 13, 2017

Capabilities

Status
Ceased
AFS Licence Number
225982
Start date
April 9, 2014
End date
Oct. 30, 2015

Capabilities

Status
Ceased
AFS Licence Number
232706
Start date
Jan. 1, 2004
End date
March 24, 2011

Capabilities