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Australian Financial Services Authorised Representatives
James, Stephen
James, Stephen
Name
James, Stephen
Status
Current
AFS Representative Number
249025
AFS Licence Number
229892
ABN
–
ACN
–
Other roles
Financial Adviser
Address
North Strathfield
, 2137, NSW
Licenses
James, Stephen
Current
from June 5, 2020
Status
Current
AFS Licence Number
229892
Start date
June 5, 2020
Capabilities
Provide financial product advice
Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
Deal in a financial product/Issue, apply for, acquire, vary or dispose of a financial product
James, Stephen
Ceased
Nov. 13, 2017 – June 4, 2020
Status
Ceased
AFS Licence Number
425542
Start date
Nov. 13, 2017
End date
June 4, 2020
Capabilities
James, Stephen
Ceased
Nov. 2, 2015 – Nov. 13, 2017
Status
Ceased
AFS Licence Number
345905
Start date
Nov. 2, 2015
End date
Nov. 13, 2017
Capabilities
James, Stephen
Ceased
April 9, 2014 – Oct. 30, 2015
Status
Ceased
AFS Licence Number
225982
Start date
April 9, 2014
End date
Oct. 30, 2015
Capabilities
James, Stephen
Ceased
Jan. 1, 2004 – March 24, 2011
Status
Ceased
AFS Licence Number
232706
Start date
Jan. 1, 2004
End date
March 24, 2011
Capabilities