- Home
- Australian Financial Services Authorised Representatives
- Brook, Stephen Andrew
Brook, Stephen Andrew
| Name |
Brook, Stephen Andrew |
| Status |
Current |
| AFS Representative Number |
409107 |
| AFS Licence Number |
235407 |
| ABN |
– |
| ACN |
– |
| Other roles |
– |
| Address |
West Perth, 6005, WA |
Licenses
- Status
- Current
- AFS Licence Number
- 235407
- Start date
- Jan. 21, 2013
Capabilities
- Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
- Deal in a financial product/Issue, apply for, acquire, vary or dispose of a financial product
- Deal in a financial product/Underwriting an issue of securities or interests in registered managed investment
- Provide general financial product advice to wholesale clients only
- Status
- Current
- AFS Licence Number
- 235410
- Start date
- July 29, 2011
Capabilities
- Provide financial product advice
- Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
- Deal in a financial product/Issue, apply for, acquire, vary or dispose of a financial product
- Deal in a financial product/Underwriting an issue of securities or interests in registered managed investment
- Provide a custodial or depository service/Custodial or depository service that is not an IDPS