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Australian Financial Services Authorised Representatives
Broad, James Kevin
Broad, James Kevin
Name
Broad, James Kevin
Status
Current
AFS Representative Number
299490
AFS Licence Number
238430
ABN
–
ACN
–
Other roles
Financial Adviser
Address
Newcastle West
, 2302, NSW
Licenses
Broad, James Kevin
Current
from Dec. 1, 2019
Status
Current
AFS Licence Number
238430
Start date
Dec. 1, 2019
Capabilities
Provide financial product advice
Deal in a financial product/Apply for, acquire, vary or dispose of financial products on behalf of another
Broad, James Kevin
Ceased
March 23, 2006 – June 9, 2011
Status
Ceased
AFS Licence Number
240837
Start date
March 23, 2006
End date
June 9, 2011
Capabilities