Australian Financial Services Authorised Representatives

An Australian Financial Services (AFS) Authorised Representative is an individual or firm that is authorized by an AFS licensee to provide financial services on behalf of the licensee. AFS licensees are companies that have been granted a license by the Australian Securities and Investments Commission (ASIC) to provide financial services. An AFS Authorised Representative must have a formal agreement with the AFS licensee and must be supervised by the licensee. The representative is responsible for providing financial services to clients and must adhere to the same legal and ethical obligations as the licensee. The representative may be an individual with appropriate qualifications and experience, or it may be a firm with a team of financial advisers.

Last update: Nov. 30, 2025

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Records

Name Locality ID
Alpha Node Capital Management Pty Ltd Peppermint Grove 1308193
Anthony, Shields Peppermint Grove 1307333
Delroy, Russell Peppermint Grove 1307336
Grobbelaar, Marius Peppermint Grove 1250659
Harangozo, Daniel Peppermint Grove 1307337
Ingwe Capital Management Pty Ltd Peppermint Grove 1267596
Ingwe Syndicate Management Pty Ltd Peppermint Grove 1274714
Macbeth, Gary Peppermint Grove 1307384
Nathan, Robert Peppermint Grove 1307338
O'dea, Rodney Peppermint Grove 1307385
Ritchie, Benjamin Peppermint Grove 1267643
Stockwell, Dean Peppermint Grove 1307334
Vickers, John Hugh Peppermint Grove 1267597